ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

470 documents
Date Reference Sort descending Title Sections Type Main document Info
00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission Trading Final Report DOWNLOAD 84.28 KB
2011/16 Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories Trading Letter DOWNLOAD 30.66 KB
2011/219 ESMA comment letter on the EU Commission Green Paper - The EU Corporate Governance Framework Issuer disclosure, Corporate Governance Letter DOWNLOAD 496.17 KB
2011/223 Press release - ESMA consults on systems and controls for highly automated trading Press Releases, Trading Press Release DOWNLOAD 57.39 KB
2011/224 Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Trading Consultation Paper DOWNLOAD 623.6 KB
2011/288 Call for evidence - Empty voting Issuer disclosure, Corporate Governance, Transparency Consultation Paper DOWNLOAD 81.13 KB
2011/397 Public statement on sovereign debt in IFRS financial statements Issuer disclosure, Corporate Governance, Financial reporting, Press Releases Statement DOWNLOAD 189.46 KB
2011/4 Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade Trading Letter DOWNLOAD 34.38 KB
2011/431 Global regulators discuss OTC derivatives regulation Press Releases, Trading Press Release DOWNLOAD 18.94 KB
2011/456 Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Trading Guidelines & Recommendations DOWNLOAD 407 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2011/457 ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities Press Releases, Trading Press Release DOWNLOAD 151.9 KB
2012/122 Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 1006.44 KB
Related documents
Summary
Translated versions EN , BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2012/128 ESMA readies guidelines on automated trading – application deadline starts Press Releases, Trading Press Release DOWNLOAD 167.16 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2012/212 Discussion Paper - An Overview of the Proxy Advisory Industry. Considerations on Possible Policy Options Issuer disclosure, Corporate Governance Consultation Paper DOWNLOAD 524.85 KB
2012/224 ESMA seeks views on proxy advisors Press Releases, Corporate Governance, Issuer disclosure Press Release DOWNLOAD 170.89 KB
2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading Trading Reference DOWNLOAD 353.3 KB
2012/478 ESMA MiFID database - description of webservice Trading Reference DOWNLOAD 123.71 KB
2013/1642 Information on shareholder cooperation and acting in concert under the Takeover Bids Directive Issuer disclosure, Corporate Governance Statement DOWNLOAD 321.63 KB
2013/1643 Cover Note - Public statement containing information on shareholder cooperation and acting in concert under the Takeover Bids Directive (ESMA/2013/1642) Issuer disclosure, Corporate Governance Reference DOWNLOAD 145.01 KB
2013/1645 ESMA clarifies shareholder cooperation in takeover situations Issuer disclosure, Corporate Governance, Press Releases Press Release DOWNLOAD 86.55 KB