ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

820 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA22-106-4323 SMSG Advice to the Call for evidence on the implementation of SRD2 provisions on proxy advisors and the investment chain Prospectus, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 260.77 KB
ESMA50-164-6327 TRV article - Parsing prospectuses: A text-mining approach Prospectus, Risk monitoring Report DOWNLOAD 702.77 KB
ESMA81-393-599 Final Report on review of RTS on recognition Benchmarks, Guidelines and Technical standards Final Report DOWNLOAD 712.24 KB
ESMA32-382-1157 Compliance table on disclosure requirements under the Prospectus Regulation Prospectus Compliance table DOWNLOAD 144.34 KB
ESMA31-62-1409 Compliance table GLs on Risk factors Prospectus Compliance table DOWNLOAD 180.41 KB
ESMA91-372-2346 Final Report on the Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) CCP, Guidelines and Technical standards Final Report DOWNLOAD 910.65 KB
ESMA91-372-1791 Final report on the Guidelines on the types and content of the provisions of Cooperation Arrangements CCP, Guidelines and Technical standards Final Report DOWNLOAD 862.01 KB
2016/602 Compliance table - Guidelines on ETFs and other UCITS issues Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 139.61 KB
ESMA80-196-6345 Guidelines on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 198.49 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA32-380-211 Call for Evidence on the implementation of SRD2 Prospectus Reference DOWNLOAD 432.02 KB
ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data Guidelines and Technical standards, Trading Compliance table DOWNLOAD 180.84 KB
ESMA70-156-350 Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 150.17 KB
ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 230.68 KB
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA71-99-1986 Press Release - ESMA finds NCAs' scrutiny and approval of prospectuses satisfactory Press Releases, Prospectus Press Release DOWNLOAD 110.6 KB
ESMA42-111-7170 Final Report - Prospectus Peer Review Prospectus Final Report DOWNLOAD 2.01 MB
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA80-196-6345 Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Final Report DOWNLOAD 411.44 KB
ESMA32-384-5422 Public Statement_ Prospectus supervision in the context of EU sanctions connected to RU’s invasion of UA Prospectus Statement DOWNLOAD 241.41 KB