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ESMA22-106-4323 |
SMSG Advice to the Call for evidence on the implementation of SRD2 provisions on proxy advisors and the investment chain |
Prospectus, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 260.77 KB |
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ESMA50-164-6327 |
TRV article - Parsing prospectuses: A text-mining approach |
Prospectus, Risk monitoring |
Report |
DOWNLOAD 702.77 KB |
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ESMA81-393-599 |
Final Report on review of RTS on recognition |
Benchmarks, Guidelines and Technical standards |
Final Report |
DOWNLOAD 712.24 KB |
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ESMA32-382-1157 |
Compliance table on disclosure requirements under the Prospectus Regulation |
Prospectus |
Compliance table |
DOWNLOAD 144.34 KB |
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ESMA31-62-1409 |
Compliance table GLs on Risk factors |
Prospectus |
Compliance table |
DOWNLOAD 180.41 KB |
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ESMA91-372-2346 |
Final Report on the Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) |
CCP, Guidelines and Technical standards |
Final Report |
DOWNLOAD 910.65 KB |
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ESMA91-372-1791 |
Final report on the Guidelines on the types and content of the provisions of Cooperation Arrangements |
CCP, Guidelines and Technical standards |
Final Report |
DOWNLOAD 862.01 KB |
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2016/602 |
Compliance table - Guidelines on ETFs and other UCITS issues |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 139.61 KB |
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ESMA80-196-6345 |
Guidelines on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 198.49 KB |
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Related documents |
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Summary |
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Translated versions |
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ESMA35-43-2517 |
Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 149.47 KB |
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ESMA32-380-211 |
Call for Evidence on the implementation of SRD2 |
Prospectus |
Reference |
DOWNLOAD 432.02 KB |
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ESMA70-156-4754 |
Compliance table on Guidelines on MiFID II/MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 180.84 KB |
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ESMA70-156-350 |
Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 150.17 KB |
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ESMA34-45-974 |
Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 230.68 KB |
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ESMA35-43-3339 |
Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Compliance table |
DOWNLOAD 174.28 KB |
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ESMA71-99-1986 |
Press Release - ESMA finds NCAs' scrutiny and approval of prospectuses satisfactory |
Press Releases, Prospectus |
Press Release |
DOWNLOAD 110.6 KB |
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ESMA42-111-7170 |
Final Report - Prospectus Peer Review |
Prospectus |
Final Report |
DOWNLOAD 2.01 MB |
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ESMA35-43-3020 |
Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 320.25 KB |
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ESMA80-196-6345 |
Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Final Report |
DOWNLOAD 411.44 KB |
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ESMA32-384-5422 |
Public Statement_ Prospectus supervision in the context of EU sanctions connected to RU’s invasion of UA |
Prospectus |
Statement |
DOWNLOAD 241.41 KB |
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