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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
26/06/2017 ESMA22-106-272 Joint Statement by BSG, IRSG, OPSG and SMSG on European Commission's Consultation on the operation of the ESAs Securities and Markets Stakeholder Group Letter PDF
596.33 KB
22/06/2017 ESMA22-106-265 SMSG Advice- Securities lending Report Securities and Markets Stakeholder Group SMSG Advice PDF
141.55 KB
22/06/2017 ESMA22-106-264 SMSG Advice- Own Initiative Report Product Intervention Securities and Markets Stakeholder Group SMSG Advice PDF
1.08 MB
22/06/2017 PROC/2017/02 Middle value negotiated tender for « Installation et fourniture de machines de café incluant la maintenance, la fourniture de café et de boissons chaudes pour le personnel de l’ESMA » – Deadline 03/07/2017 Procurement Tender PDF
290.53 KB
21/06/2017 ESMA70-393682164-33 Call for expressions of interest for the Consultative Working Group of ESMA's Post Trading Standing Committee Post Trading Reference PDF
262.49 KB
21/06/2017 ESMA70-393682164-34 Application Form for the Consultative Working Group of ESMA’s Post Trading Standing Committee Post Trading Reference DOCX
36.91 KB
20/06/2017 WP12017 ESMA working paper on collateral scarcity premia in Euro area repo markets Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
1.01 MB
19/06/2017 ESMA70-156-166 Response template consultation trading obligation MiFIR MiFID - Secondary Markets Reference DOCX
770.78 KB
19/06/2017 ESMA70-156-71 Consultation paper trading obligation for derivatives under MiFIR MiFID - Secondary Markets Consultation Paper PDF
1.08 MB
19/06/2017 ESMA22-106-216 Summary of Conclusions Board of Supervisors meeting 29/03/2017 Board of Supervisors Summary of Conclusions PDF
322 KB
16/06/2017 Delegation agreement - SE/DK Delegation Agreement between Finanstilsynet and Finansinspektionen MiFID - Investor Protection, MiFID - Secondary Markets Reference PDF
113.56 KB
15/06/2017 ESMA70-872942901-38 Q&A on MiFID II and MiFIR market structures topics MiFID - Secondary Markets Q&A PDF
405.17 KB
14/06/2017 ESMA20-95-590 Annual Report 2016 Board of Supervisors, Corporate Information, Planning reporting budget Annual Report PDF
1.18 MB
14/06/2017 ESMA50-165-331 ESMA Risk Dashboard 1Q2107 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
744.43 KB
12/06/2017 ESMA70-146-10 Opinion on CNMV emergency measure under the Short Selling Regulation Short Selling Opinion PDF
181.85 KB
08/06/2017 ESMA70-151-298 Guidelines on CSD access to trading feeds of CCPs and TVs Guidelines and Technical standards, Post Trading Guidelines & Recommendations PDF
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08/06/2017 ESMA70-151-294 Guidelines on CSD participant default rules Guidelines and Technical standards, Post Trading Guidelines & Recommendations PDF
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08/06/2017 ESMA70-145-104 Introductory statement for ECON meeting on level 2 Measures under the Benchmarks Regulation (BMR) Market Integrity Statement PDF
206.91 KB
07/06/2017 ESMA50-158-457 ESMA response to the Commission Consultation Paper on Fintech: A more competitive and innovative financial sector Innovation and Products Report PDF
712.26 KB
  1. ESMA welcomes the opportunity to respond to the Commission Consultation paper on Fintech: a more competitive and innovative financial sector (hereafter “the Consultation”).
  2. Fintech and, technological innovation in general, have been the drivers of a number of developments in the financial sector in recent years. Indeed, new forms of services and businesses such as automated advice or crowdfunding have emerged. ESMA sees these developments as a positive evolution as long as they are aimed at improving consumer financial experience and facilitate financial inclusion. ESMA would also want to stress that it adheres to the core principles (technological neutrality, proportionality and market integrity) highlighted by the Commission and agrees that any EU policies aiming to ensure the financial sector takes advantage of cutting-edge technologies, while remaining sound and safe for investors, need to integrate these principles.
  3. In this response, ESMA wishes to share with the Commission some reflections on a number of topics mentioned in the Consultation which appear relevant to ESMA:
    • Artificial intelligence and big data analytics for automated advice and businesses;
    • Crowdfunding;
    • Reg Tech;
    • Outsourcing and cloud computing;
    • Distributed ledger technology;
    • Role of regulation and supervisors; and
    • Role of industry: standards and interoperability
07/06/2017 ESMA22-106-211 Summary of Conclusions Management Board meeting 28/03/2017 Management Board Summary of Conclusions PDF
189.59 KB

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