ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/07/2017 | ESMA43-318-752 | Statement to European Parliament Petitions Committee | Supervisory convergence | Statement | PDF 359.62 KB |
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| 21/07/2017 | ESMA65-8-4678 | MiFIR Reporting Instructions Log of Changes | MiFID - Secondary Markets | Reference | XLSX 21.5 KB |
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| 20/07/2017 | 2016-1521Messages | Annex 2 MiFIR Transaction Reporting | Reference | ZIP 24.48 KB |
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| 20/07/2017 | 2016-1524messages | Transaction Reporting Message Schemas | Reference | ||||||
| 20/07/2017 | 2016-1521 | MiFIR transaction instructions | Reference | PDF 1.34 MB |
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| 20/07/2017 | 2016 AnnexValidation | Transaction reporting validation rules | Reference | XLSX 536.17 KB |
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| 20/07/2017 | ESMA34-45-277 | Opinion on asset segregation and custody services | Fund Management | Opinion | PDF 604.81 KB |
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| 20/07/2017 | MoU ESMA SEBI | MoU on CCPs between ESMA and SEBI | International cooperation, Post Trading | Reference | PDF 425.15 KB |
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| 20/07/2017 | BoA 2017 01 | FinancialCraft Analytics Sp. z o.o. vs ESMA BoA Decision | Board of Appeal, Credit Rating Agencies | Decision | PDF 693 KB |
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| 19/07/2017 | ESMA50-164-820 | Regulatory Technology: Reshaping the Supervisor-Market Participant Relationship | Innovation and Products, Speeches | Speech | PDF 251.54 KB |
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| 18/07/2017 | ESMA71-99-521 | ESMA recommends improvements in financial information enforcement | IFRS Supervisory Convergence, Press Releases, Supervisory convergence | Press Release | PDF 148.06 KB |
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| 18/07/2017 | ESMA42-111-4138 | Peer Review on Guidelines on Enforcement of Financial Information | IFRS Supervisory Convergence, Supervisory convergence | Report | PDF 1.87 MB |
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| 18/07/2017 | ESMA32-61-178 | Letter to IASB regarding its exposure draft on Improvements to IFRS 8 operating segments | Corporate Disclosure, IAS Regulation | Letter | PDF 211.3 KB |
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| 18/07/2017 | ESMA32-61-179 | Letter to EFRAG on IASB exposure draft improvements to IFRS 8 operating segments | Corporate Disclosure, IAS Regulation | Letter | PDF 212.64 KB |
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| 17/07/2017 | ESMA70-154-264 | Procedure for reporting of circuit breakers’ parameters by NCAs to ESMA | MiFID - Secondary Markets | Reference | PDF 348.96 KB |
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| 13/07/2017 | 2012/BS/87rev | Breach of union law investigations | Board of Supervisors | Reference | PDF 317.48 KB |
Updated on 5 July 2017 |
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| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
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| 13/07/2017 | ESMA2017-PROC | Annual list of contractors- 2016 | Procurement | Reference | PDF 303.84 KB |
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| 13/07/2017 | ESMA35-43-748 | Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Consultation Paper | PDF 740.94 KB |
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| 13/07/2017 | ESMA71-99-526 | ESMA issues sector-specific principles on relocations from the UK to the EU27 | Press Releases, Supervisory convergence | Press Release | PDF 157.73 KB |
The European Securities and Markets Authority (ESMA) has published three Opinions setting out sector-specific principles in the areas of investment firms, investment management and secondary markets, aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom . The opinions, building on the general opinion issued in May, are practical tools to support supervisory convergence in the context of requests from UK financial market participants seeking to relocate to the EU27. They are addressed to national competent authorities (NCAs) and are relevant for market participants considering relocating. They provide guidance to NCAs aimed at ensuring a consistent interpretation of the requirements relating to authorisation, supervision and enforcement in order to avoid the development of regulatory and supervisory arbitrage risks. |