ESMA Library

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879 documents
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ESAs JC Factsheet Sustainable Finance ESAs Joint Committee Sustainable Finance Factsheet Investor protection, Joint Committee, Sustainable finance Reference DOWNLOAD 1.21 MB
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Translated versions AT , BE , BE , BG , EL , CS , DE , DA , ET , EL , ES , ES , FI , FI , FR , HR , HU , EN , GA , IT , LT , LU , LU , LU , LV , EN , MT , NL , PL , PT , RO , EN , SV , SK , SL
ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 272.27 KB
ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II Trading Compliance table DOWNLOAD 153.21 KB
ESMA50-524821-2954 TRV Article - Evolution of EEA share market structure since MiFID II Risk monitoring, Trading Report DOWNLOAD 376.04 KB
ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Trading Q&A DOWNLOAD 985.2 KB
ESMA50-524821-2963 TRV Article - The August 2022 surge in the price of natural gas futures Risk monitoring, Trading Report DOWNLOAD 362.66 KB
ESMA24-450544452-1848 Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading Reference DOWNLOAD 641.86 KB
Related documents Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
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ESMA24-450544452-1852 Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 About ESMA, Board of Supervisors, Digital Finance and Innovation, Investor protection, Market data, Risk monitoring, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 163.29 KB
Related documents Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
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ESMA75-453128700-506 Consultation Paper on joint EBA and ESMA Guidelines on the suitability assessment under MiCA Digital Finance and Innovation, Investor protection Consultation Paper DOWNLOAD 597.3 KB
ESMA70-872942901-38 Questions and Answers on MiFID II and MiFIR market structures topics Trading Q&A DOWNLOAD 1.54 MB
ESMA74-2134169708-6975 Supervisory Briefing on Circuit Breakers Risk monitoring, Trading Report DOWNLOAD 738.19 KB
ESMA71-545613100-2367 Verena Ross' speech at the Joint ESAs Consumer Protection Day 2023, 9 October 2023 Investor protection, Joint Committee, Speeches Speech DOWNLOAD 56.47 KB
ESMA12-2121844265-3183 Report on the DLT Pilot Regime - Study on how financial instrument transactions are registered in various Distributed Ledger Technologies Digital Finance and Innovation, Trading Report DOWNLOAD 2.43 MB
Related documents Report on the DLT Pilot Regime – Study on the extraction of transaction data
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Disclaimer

This document has been prepared for the European Securities and Markets Authority (ESMA) by PwC EU Services EESV (PwC). It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.

Translated versions
ESMA12-2121844265-3182 Report on the DLT Pilot Regime – Study on the extraction of transaction data Digital Finance and Innovation, Trading Report DOWNLOAD 1.71 MB
Related documents Report on the DLT Pilot Regime - Study on how financial instrument transactions are registered in various Distributed Ledger Technologies
Summary

Disclaimer

This document has been prepared for the European Securities and Markets Authority (ESMA) by PwC EU Services EESV (PwC). It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.

Translated versions
ESMA74-1865191303-15385 Opinion on position limits on Fish Pool Farmed Salmon contract Trading Opinion DOWNLOAD 198.35 KB
ESMA70-156-3921 Public Register for the Trading Obligation for derivatives under MiFIR Trading Reference DOWNLOAD 234.23 KB
CPD23 Joint ESAs Consumer Protection Day 2023 - Programme Investor protection Reference DOWNLOAD 229.85 KB
ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , HR , GA , FR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-335435667-4342 Public Statement on securities lending Investor protection Statement DOWNLOAD 167.96 KB
ESMA35-335435667-4345 Opinion on the product intervention measures on CFDs and other high-risk products proposed by the Spanish CNMV Investor protection Opinion DOWNLOAD 309.03 KB