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2012/378 |
Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading |
Trading |
Reference |
DOWNLOAD 353.3 KB |
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2012/224 |
ESMA seeks views on proxy advisors |
Press Releases, Corporate Governance, Issuer disclosure |
Press Release |
DOWNLOAD 170.89 KB |
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2012/212 |
Discussion Paper - An Overview of the Proxy Advisory Industry. Considerations on Possible Policy Options |
Issuer disclosure, Corporate Governance |
Consultation Paper |
DOWNLOAD 524.85 KB |
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2012/128 |
ESMA readies guidelines on automated trading – application deadline starts |
Press Releases, Trading |
Press Release |
DOWNLOAD 167.16 KB |
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2012/122 |
Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 1006.44 KB |
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Related documents |
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Summary |
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Translated versions |
EN
, BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
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, RO
, SK
, SL
, SV
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2011/457 |
ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities |
Press Releases, Trading |
Press Release |
DOWNLOAD 151.9 KB |
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2011/456 |
Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Guidelines & Recommendations |
DOWNLOAD 407 KB |
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2011/431 |
Global regulators discuss OTC derivatives regulation |
Press Releases, Trading |
Press Release |
DOWNLOAD 18.94 KB |
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2011/397 |
Public statement on sovereign debt in IFRS financial statements |
Issuer disclosure, Corporate Governance, Financial reporting, Press Releases |
Statement |
DOWNLOAD 189.46 KB |
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2011/219 |
ESMA comment letter on the EU Commission Green Paper - The EU Corporate Governance Framework |
Issuer disclosure, Corporate Governance |
Letter |
DOWNLOAD 496.17 KB |
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2011/288 |
Call for evidence - Empty voting |
Issuer disclosure, Corporate Governance, Transparency |
Consultation Paper |
DOWNLOAD 81.13 KB |
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2011/224 |
Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Consultation Paper |
DOWNLOAD 623.6 KB |
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2011/223 |
Press release - ESMA consults on systems and controls for highly automated trading |
Press Releases, Trading |
Press Release |
DOWNLOAD 57.39 KB |
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2011/16 |
Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories |
Trading |
Letter |
DOWNLOAD 30.66 KB |
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2011/4 |
Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade |
Trading |
Letter |
DOWNLOAD 34.38 KB |
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00-064c |
The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission |
Trading |
Final Report |
DOWNLOAD 84.28 KB |
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