ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

559 documents
Date Sort ascending Reference Title Sections Type Main document Info
2012/577 ESMA publishes a Q&A on Short-Selling Regulation Short Selling, Market Integrity Statement DOWNLOAD 108.69 KB
2012/537 STATEMENT - Short Selling Regulation Update: Market Maker & Primary Dealer Exemption Notification Procedure Short Selling, Market Integrity, Press Releases Statement DOWNLOAD 77.92 KB
2012/478 ESMA MiFID database - description of webservice Trading Reference DOWNLOAD 123.71 KB
2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading Trading Reference DOWNLOAD 353.3 KB
2012/236 ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS Short Selling, Market Integrity Technical Advice DOWNLOAD 509.39 KB
2012/228 Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Short Selling Technical Standards DOWNLOAD 1.02 MB
2012/128 ESMA readies guidelines on automated trading – application deadline starts Press Releases, Trading Press Release DOWNLOAD 167.16 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2012/122 Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 1006.44 KB
Related documents
Summary
Translated versions EN , BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2012/98 ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012) Short Selling Consultation Paper DOWNLOAD 429.17 KB
2012/30 Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Short Selling Consultation Paper DOWNLOAD 245.84 KB
2011/457 ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities Press Releases, Trading Press Release DOWNLOAD 151.9 KB
2011/456 Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Trading Guidelines & Recommendations DOWNLOAD 407 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
Summary
Translated versions
2011/431 Global regulators discuss OTC derivatives regulation Press Releases, Trading Press Release DOWNLOAD 18.94 KB
2011/266 Public statement - harmonised regulatory action on short-selling in the EU Short Selling, Press Releases Statement DOWNLOAD 97.39 KB
2011/224 Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Trading Consultation Paper DOWNLOAD 623.6 KB
2011/223 Press release - ESMA consults on systems and controls for highly automated trading Press Releases, Trading Press Release DOWNLOAD 57.39 KB
2011/16 Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories Trading Letter DOWNLOAD 30.66 KB
2011/4 Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade Trading Letter DOWNLOAD 34.38 KB
00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission Trading Final Report DOWNLOAD 84.28 KB