ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

292 documents
Date Sort ascending Reference Title Sections Type Main document Info
2015/1791 Peer Review Report Compliance with SSR as regards Market Making activities Supervisory convergence Report DOWNLOAD 615.09 KB
2015/1905 MAD Supervisory Practices peer review follow-up Market Abuse, Supervisory convergence Final Report DOWNLOAD 239.64 KB
2015/592 Automated Trading Guidelines - ESMA peer review among National Competent Authorities Supervisory convergence Final Report DOWNLOAD 930.33 KB
2015/495 ESMA publishes review on best execution supervisory practices under MiFID Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 112.68 KB
2015/494 Best Execution under MiFID Investor protection, Supervisory convergence Final Report DOWNLOAD 761.62 KB
Related documents MiFID practices for firms selling complex products Structured Retail Products - Good practices for product governance arrangements
Summary
Translated versions
2014/1478 ESMA reviews supervisory practices on MiFID investor information Press Releases, Supervisory convergence Press Release DOWNLOAD 136.83 KB
2014/1485 MiFID – Conduct of Business, fair, clear and not misleading information Supervisory convergence Final Report DOWNLOAD 614.16 KB
2014/944 Potential Risks Associated with Investing in Contingent Convertible Instruments Warnings and publications for investors, Digital Finance and Innovation Statement DOWNLOAD 106.1 KB
2014/726 Enhanced protection for retail investors: MiFID II and MiFIR Warnings and publications for investors Reference DOWNLOAD 559.7 KB
2014 Joint ESA Consumer Protection Day - Programme Warnings and publications for investors, Joint Committee Reference DOWNLOAD 229.12 KB
2014/154 SV Risker med att investera i komplexa produkter Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 468.78 KB
2014/154 ES Riesgos de las inversiones en productos complejos Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 331.22 KB
2014/154 SL Tveganja, ki jih prinašajo naložbe v kompleksne produkte Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 564.53 KB
2014/154 SK Riziká investovania do komplexných produktov Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 521.64 KB
2014/154 RO Riscurile investirii în produse complexe Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 396.83 KB
2014/154 PT Os riscos de investir em produtos complexos Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 373 KB
2014/154 PL Zagrożenia związane z inwestowaniem w produkty złożone Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 359.91 KB
2014/154 MT Ir-riskji li tinvesti fi prodotti kumplessi Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 554.57 KB
2014/154 LT Investavimo į sudėtingus produktus rizika Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 590.31 KB
2014/154 LV Ar ieguldījumiem sarežģītos produktos saistītie riski Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 435.59 KB