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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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58 documents
Date Reference Title Sections Type Main document Info
JC 2022 03 Joint ESAs thematic repository of national financial education initiatives on digitalisation Joint Committee, Investor protection Reference DOWNLOAD 4.99 MB
ESAs Financial Education event Joint ESAs high-level conference on financial education Joint Committee, Investor protection Reference DOWNLOAD 258.84 KB
ESMA70-156-4978 reply form Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter Investor protection, Trading, Trading Reference DOWNLOAD 418.16 KB
ESMA35-30-703 Call for expression of interest: CWG of ESMA's IPISC Investor protection Reference DOWNLOAD 188.91 KB
JC 2021 56 Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee Digital Finance and Innovation, Joint Committee, Investor protection Reference DOWNLOAD 91.78 KB
ESMA35-30-703 application form Application form - IPISC CWG renewal 2021 Investor protection Reference DOWNLOAD 37.46 KB
ESMA35-43-2836 response form Response form for the Consultation Paper on Review of the MiFID II framework on best execution reports Investor protection Reference DOWNLOAD 771.39 KB
ESACD 2021 Programme for the joint ESA Consumer Day 2021 Digital Finance and Innovation, Joint Committee, Investor protection Reference DOWNLOAD 159.66 KB
CFA IPI 27/07/2021 Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection Investor protection Reference DOWNLOAD 178.79 KB
ESMA35-36-2319 Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body Investor protection Reference DOWNLOAD 70.83 KB
ESMA35-30-658 ESMA35-30-658 IPISC CWG CALL FOR INTEREST Investor protection Reference DOWNLOAD 162.62 KB
ESMA35-43-1912 CFD Renewal 3 - Notice Investor protection Reference DOWNLOAD 183.2 KB
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Translated versions EN , CS , DA , DE , EL , ES , ET , EN , FR , HR , HU , LT , MT , NL , IT , LV , PL , EN , RO , SK , SL , SV
ESMA35-36-1640 MiFID II Supervisory Briefing on Appropriateness Investor protection Reference DOWNLOAD 425.89 KB
ESMA35-43-1862 BO Renewal Decision 3 Notice Investor protection Reference DOWNLOAD 83.42 KB
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Summary
Translated versions BG , EN , DA , DE , EL , EN , EN , HR , HU , IT , EN , LV , MT , PL , RO , SL , SV , NL , PT , FI , SK , ES
esma35-36-1590 Presentation on CPs MIFID-UCITS-AIFMD Fund Management, Investor protection, Trading Reference DOWNLOAD 187.17 KB
ESMA35-43-1493 MiFID II supervisory briefing on the use of third-country branches by EU firms Brexit, Investor protection, Supervisory convergence Reference DOWNLOAD 469.29 KB
ESMA35-43-1206 MiFID II Supervisory Briefing on Suitability Investor protection Reference DOWNLOAD 557.16 KB
ESMA35-43-1391 Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options Investor protection Reference DOWNLOAD 98.36 KB
Related documents
Summary
Translated versions EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN , EN
ESMA35-43-1135 Notice of ESMA's Product Intervention Decisions on CFDs and binary options Investor protection, Warnings and publications for investors Reference DOWNLOAD 241.42 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-30-643 IPISC Terms of Reference Investor protection Reference DOWNLOAD 152.35 KB