ESMA_QA_1944
Topic
Uncovered short sales
13/09/2012
Subject Matter
Sovereign debt securities in foreign currency
Question
Are foreign currency bonds of EU Member States also covered by the restrictions on uncovered short sales in sovereign debts?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1942
Topic
Uncovered short sales
13/09/2012
Subject Matter
Shares - Restriction on uncovered short sales in shares and instruments giving claims to as yet unissued shares (subscription rights, convertible bonds)
Question
To what extent are instruments which give claims to as yet unissued shares (subscription rights, convertible bonds) affected by the restriction?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1938
Topic
Uncovered short sales
13/09/2012
Subject Matter
Covering a short sale with an agreement entered into by another legal entity of the same group
Question
Can a legal person within a group enter into an uncovered short sale provided that another legal entity within the same group has fulfilled one of the conditions set out in Article 12(1) of the Regulation with regards to the same instrument?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1937
Topic
Transparency of net short positions
13/09/2012
Subject Matter
Late publication of a timely submission of a disclosable net short position
Question
What happens if a person has made a disclosure before 15.30 but, because of regulatory checks or other issues outside the person's control, the disclosure is not published until after that time?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1936
Topic
Transparency of net short positions
13/09/2012
Subject Matter
Publication of late submission of disclosable net short positions
Question
How will late submissions of disclosable short positions be dealt with by competent authorities? When will publication of such late disclosures take place?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012