Displaying 1391 - 1395 of 1436
ESMA_QA_1951
Topic
Other SSR-related topics
13/09/2012
Subject Matter
Uncovered Credit Default Swap - Uncovered CDS restriction and protection seller
Question
Do the restrictions on uncovered sovereign credit default swaps also apply to the protection seller?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1900
Topic
Transparency of net short positions
13/09/2012
Subject Matter
Trading days to use for the notifications or disclosures
Question
Which trading days should be used for the purpose of the timetable for making a notification or disclosure?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1899
Topic
Transparency of net short positions
13/09/2012
Subject Matter
Date and time of first notification and/or publication
Question
When and for which trading day must the first notification and/or publication pursuant to Articles 5 to 10 of the regulation be submitted?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1946
Topic
Uncovered short sales
13/09/2012
Subject Matter
Sovereign debt - Market operators considered as third parties with whom arrangements can be made
Question
A market operator who manages a regulated market for sovereign debt can be considered a third party in accordance with Article 8(1)(f) of ITS?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1945
Topic
Uncovered short sales
13/09/2012
Subject Matter
Covering of a short sale on sovereign debt with a repo contract
Question
Could a short sale on sovereign debt be considered covered by a repo contract executed in the days following the short sale but with the same settlement date as the short sale (e.g. a spot next repo for a T+3 cash sale)?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012