Displaying 1331 - 1335 of 1445
ESMA_QA_1201
Topic
Risk management
01/12/2013
Subject Matter
Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS - exchange-traded derivatives and centrally-cleared OTC transactions
Question
How should UCITS calculate their counterparty risk for exchange-traded derivatives and OTC transactions that are centrally cleared under the European Market Infrastructure Regulation (EMIR)?
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
ESMA_QA_1107
Topic
ETFs
11/07/2013
Subject Matter
ESMA’s guidelines on ETFs and other UCITS issues - Secondary market
Question
When the UCITS ETF is open for direct redemptions, should UCITS management companies arrange the redemptions directly with secondary market investor of the UCITS ETF?
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
ESMA_QA_1106
Topic
ETFs
11/07/2013
Subject Matter
ESMA’s guidelines on ETFs and other UCITS issues - Secondary market
Question
If a UCITS ETF is open for direct redemption for secondary market investors, what should be the redemption price?
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
ESMA_QA_1105
Topic
ETFs
11/07/2013
Subject Matter
ESMA’s guidelines on ETFs and other UCITS issues - Information to be inserted in the prospectus UCITS
Question
Do the provisions on Index-tracking UCITS also apply to UCITS ETFs?
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
ESMA_QA_1103
Topic
ETFs
11/07/2013
Subject Matter
ESMA’s guidelines on ETFs and other UCITS issues - Information to be inserted in the prospectus
Question
Can the prospectus of an index-tracking UCITS mention both replication methodologies (physical and synthetic replication)?
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC