ESMA_QA_1541
Topic
Position reporting
15/12/2017
Subject Matter
Position reporting
Question
How is the position quantity field reported for contracts that relate to delivery of the same underlying over different periods of time?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1540
Topic
Position reporting
15/12/2017
Subject Matter
Position reporting
Question
How should clients of investment firms inform their intermediaries of the nature of each of their positions (hedge or speculation)? Should that information be provided for each position or could clients indicate to their intermediaries that, except if they explain otherwise, all their positions should be deemed for hedging or non-hedging purposes?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1539
Topic
Position reporting
15/12/2017
Subject Matter
Position reporting
Question
Where there is a chain of investment firms that have to comply with commodity position reporting obligations, who has to report to the trading venue or NCA?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1521
Topic
Position limits
15/12/2017
Subject Matter
Spot month
Question
How should the spot month be defined for contracts where there are daily, weekly, quarterly and calendar as well as monthly variants of the same contract?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1678
Topic
ESMA70-1861941480-56 Questions and Answers on MiFIR reporting
14/12/2017
Subject Matter
Date and time of the request of admission and admission
Question
What date should be populated in RTS 23Annex Table 3 Field 11 (Date of admission to trading or date of first trade) where the actual date is still unknown and the issuer makes the request for admission to trading (Field 8)?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP