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Displaying 31 - 35 of 1475
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ESMA_QA_2507
Topic
EU-CCPs
04/04/2025
Subject Matter
Active Account Requirement
Question
How should the percentage of derivative contracts belonging to the categories of derivatives subject to the active account requirement be calculated for the purpose of the exemption mentioned in Article 7a(5) of EMIR?
Level 1 Regulation
Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs
ESMA_QA_2506
Topic
EU-CCPs
04/04/2025
Subject Matter
Active Account Requirement
Question
To check whether counterparties are subject to the active account requirement, how should the positions to be compared to the clearing thresholds be calculated?
Level 1 Regulation
Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs
ESMA_QA_2502
Topic
Best Execution
03/04/2025
Subject Matter
Assessment of the entity to be considered as the project owner
Question
How should point (h) of Article 2(1) of the ECSPR be applied for the purpose of identifying the project owner?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_2501
Topic
Best Execution
03/04/2025
Subject Matter
Bulletin Board - Disclosure obligations (point (b) of Article 25(3) of the ECSPR)
Question
How should the disclosure obligation established in point (b) of Article 25(3) of the ECSPR be applied?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_2496
Topic
ICT-related incident 
27/03/2025
Subject Matter
Incident report submission format
Question
What is the submission format for the incident reports (initial notification, intermediate and final) that CTPPs and Financial Entities need to submit to the CA?
Level 1 Regulation
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

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