Displaying 1241 - 1245 of 1581
ESMA_QA_1823
Topic
Information to clients on costs and charges
06/06/2017
Subject Matter
Information on cost and charges
Question
What should an investment firm do when they are unable to obtain the relevant data from the manufacturer?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
ESMA_QA_1821
Topic
Information to clients on costs and charges
06/06/2017
Subject Matter
Post-sale reporting
Question
What steps should an investment firm take when calculating the costs of products that fall within the PRIIPS transition period, like UCITS during the 3 January 2018 to 31 December 2019 period?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
ESMA_QA_1820
Topic
Information to clients on costs and charges
06/06/2017
Subject Matter
Post-sale reporting
Question
How does the investment firm obtain access to the relevant data for a financial instrument to apply the PRIIPs methodology?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
ESMA_QA_1819
Topic
Information to clients on costs and charges
06/06/2017
Subject Matter
Post-sale reporting
Question
Should the PRIIPs methodology also be applied when calculating costs and charges of financial instruments that do not fall within the scope of PRIIPs?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
ESMA_QA_1817
Topic
Information to clients on costs and charges
06/06/2017
Subject Matter
Post-sale reporting
Question
Does the PRIIPs calculation methodology cover product cost components that need to be disclosed under MiFID II cost disclosure?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries