Displaying 1221 - 1225 of 1581
ESMA_QA_1531
Topic
Position reporting
07/07/2017
Subject Matter
Position reporting
Question
By when do positions have to be reported under Articles 58(1)(b) and 58(2) of MIFID II?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1609
Topic
Direct Electronic Access and algorithmic trading
07/07/2017
Subject Matter
Record-keeping obligations of HFT firms - non-algorithmic trading desks
Question
Does the format established for the record-keeping obligations of HFT firms established in RTS 6 apply to their non-algorithmic trading desks?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1530
Topic
Position reporting
07/07/2017
Subject Matter
Position reporting
Question
Which MIC should be used by trading venues for position reporting?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1529
Topic
Position reporting
07/07/2017
Subject Matter
Position reporting
Question
At what level should Asset Managers aggregate positions? Is this to be done at group level or a lower level (e.g. fund/legal entity identifier etc.)?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
ESMA_QA_1528
Topic
Position reporting
07/07/2017
Subject Matter
Position reporting
Question
Should investment firms include positions traded on a trading venue and economically equivalent OTC contracts in position reports under Article 58(2) of MiFID II?
Level 1 Regulation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets