Subject Matter
New exemptions for fungible securities in Prospectus Regulation.
Question
In relation to the statement of continuous compliance with reporting and disclosure obligations as referred to in Annex IX, point IV, of Regulation (EU) 2017/1129, when is an issuer considered to have ‘continuous compliance’ and to which time period should the statement pertain (i.e. does the statement need to cover the entire period that the issuer’s securities have been admitted to trading)?
Level 1 Regulation
Prospectus Regulation 2017/1129