| 18/07/2023 |
ESMA34-1985693317-1074 |
Report on penalties and measures imposed under the AIFMD in 2022 |
Fund Management |
Report |
DOWNLOAD 626.73 KB |
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| 17/07/2023 |
JC 2023 36 |
Annex II for the template register of information at (sub)consolidated level |
Digital Finance and Innovation, Joint Committee |
Reference |
DOWNLOAD 82.48 KB |
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| 17/07/2023 |
JC 2023 36 |
Annex I for the template register of information at Entity level |
Digital Finance and Innovation, Joint Committee |
Reference |
DOWNLOAD 67.35 KB |
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| 17/07/2023 |
ESMA32-1188985980-276 |
Letter to IASB on the Exposure Draft Amendments to the Classification and Measurement of Financial Instruments |
Corporate Finance, Financial reporting, Issuer disclosure |
Letter |
DOWNLOAD 297.64 KB |
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| 17/07/2023 |
ESMA32-1188985980-275 |
Letter to EFRAG on the IASB’s Exposure Draft Amendments to the Classification and Measurement of Financial Instruments |
Corporate Finance, Financial reporting, Issuer disclosure |
Letter |
DOWNLOAD 294.76 KB |
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| 17/07/2023 |
ESMA74-1103241886-880 |
Report on Suspicious Transaction and Order Reports (STORs) |
Market Abuse |
Report |
DOWNLOAD 404.04 KB |
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| 13/07/2023 |
ESMA33-128-563 |
Questions and answers on the Securitisation Regulation |
Securitisation |
Q&A |
DOWNLOAD 1.52 MB |
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| 13/07/2023 |
ESMA33-5-87 |
Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA |
Credit Rating Agencies |
Q&A |
DOWNLOAD 417.34 KB |
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| 13/07/2023 |
ESMA50-164-7134 |
Alternative Investment Funds (AIFs) exposures to commercial real estate - 2021 |
Fund Management, Risk monitoring |
Reference |
DOWNLOAD 132.62 KB |
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| 13/07/2023 |
ESMA42-2004696504-7627 |
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I |
Supervisory convergence |
Report |
DOWNLOAD 482.4 KB |
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| 12/07/2023 |
ESMA22-1669215091-5374 |
SMSG advice to the ESA’s Joint Consultation Paper on Review of SFDR Delegated Regulation |
Securities and Markets Stakeholder Group, Sustainable finance |
SMSG Advice |
DOWNLOAD 379.86 KB |
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| 12/07/2023 |
ESMA35-335435667-4342 |
Public Statement on securities lending |
Investor protection |
Statement |
DOWNLOAD 167.96 KB |
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| 12/07/2023 |
ESMA70-449-748 |
Report on the Call for Evidence on pre-hedging |
Market Abuse, Market Integrity |
Report |
DOWNLOAD 385.4 KB |
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| 12/07/2023 |
ESMA71-545613100-2340 |
ESMA seeks first input on detailed rules for crypto markets - Press Release |
Digital Finance and Innovation, Press Releases |
Press Release |
DOWNLOAD 146.48 KB |
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| 12/07/2023 |
ESMA74-449133380-434 |
Consultation Paper for MiCA implementation - Reply form |
Digital Finance and Innovation |
Reference |
DOWNLOAD 850.22 KB |
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| 12/07/2023 |
ESMA74-449133380-425 |
Consultation Paper on the Technical Standards specifying certain requirements of MiCA |
Digital Finance and Innovation |
Consultation Paper |
DOWNLOAD 1.03 MB |
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| 11/07/2023 |
ESMA35-43-3327 |
Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 354.7 KB |
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| 11/07/2023 |
ESMA35-335435667-4345 |
Opinion on the product intervention measures on CFDs and other high-risk products proposed by the Spanish CNMV |
Investor protection |
Opinion |
DOWNLOAD 309.03 KB |
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| 11/07/2023 |
ESMA35-36-2848 |
Final Report on review of technical standards on passporting under Article 34 of MiFID II |
Investor protection |
Final Report |
DOWNLOAD 723.68 KB |
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| 11/07/2023 |
ESMA32-1399193447-441 |
Statement on the sustainability disclosure in prospectuses |
Prospectus, Sustainable finance |
Statement |
DOWNLOAD 229.84 KB |
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