ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/07/2019 ESMA-35-43-1993 ESMA opinion under Article 43(2) MiFIR (MT_BO) Opinion PDF
100.18 KB
31/07/2019 ESMA-35-43-1994 ESMA opinion under Article 43(2) MiFIR (MT_CFD) Opinion PDF
120.65 KB
03/02/2020 ESMA35-43-2172 ESMA opinion under article 43(2) MiFIR (NO_BO) Opinion PDF
107.2 KB
03/02/2020 ESMA35-43-2171 ESMA opinion under article 43(2) MiFIR (NO_CFD) Opinion PDF
123.35 KB
31/07/2019 ESMA-35-43-1995 ESMA opinion under Article 43(2) MiFIR (PL_CFD) Opinion PDF
120.29 KB
17/06/2019 ESMA-35-43-1996 ESMA opinion under Article 43(2) MiFIR (PT_BO) Opinion PDF
99.19 KB
17/06/2019 ESMA-35-43-1997 ESMA opinion under Article 43(2) MiFIR (PT_CFD) Opinion PDF
99.74 KB
01/07/2019 ESMA-35-43-1998 ESMA opinion under Article 43(2) MiFIR (SE_BO) Opinion PDF
98.9 KB
02/07/2019 ESMA-35-43-1999 ESMA opinion under Article 43(2) MiFIR (SE_CFD) Opinion PDF
99.46 KB
27/08/2019 ESMA-35-43-2062 ESMA opinion under Article 43(2) MiFIR (SI_BO) Opinion PDF
100.66 KB
27/08/2019 ESMA-35-43-2063 ESMA opinion under Article 43(2) MiFIR (SI_CFD) Opinion PDF
100.96 KB
12/06/2019 ESMA-35-43-1950 ESMA opinion under Article 43(2) MiFIR (SK_BO) Opinion PDF
98 KB
02/07/2019 ESMA-35-43-1961 ESMA opinion under Article 43(2) MiFIR (UK_CFD) Opinion PDF
129.88 KB
16/12/2014 2014/1524 ESMA’s investigation into structured finance ratings Final Report PDF
436.29 KB
The European Securities and Markets Authorities (ESMA) has published this report to inform of the outcome and findings of its general investigation in the way credit rating agencies (CRAs) conduct surveillance of structured finance credit ratings, as indicated in ESMA’s Credit Rating Agencies Annual Report 2013. The investigation took place between October 2013 and September 2014 and involved the four largest CRAs providing credit ratings on structured finance instruments in the EU, namely DBRS Ratings (DBRS), Fitch Ratings (Fitch), Moody’s Investors Service (MIS) and Standard & Poor’s (S&P). 
22/03/2012 2012/207 ESMA’s Report on the Supervision of Credit Rating Agencies Final Report PDF
323.81 KB
This report provides an overview of ESMA’s supervisory activity on Credit Rating Agencies (CRAs) registered in the European Union and summarises the results of ESMA’s first examination of the three groups of registered CRAs (Fitch Ratings, Moody's Investors Services, and Standard & Poor's Rating Services). The examination referred to in this document is the first step in an ongoing supervisory process conducted by ESMA and therefore does not represent a full scope investigation. The observations set forth in this Report refer to common issues affecting CRAs activities. As of the date of this document, ESMA has not determined whether any observation highlighted below constitutes a breach of the provisions of the Regulation. ESMA is still progressing in its assessment of the areas discussed in this Report. This Report is not based on a decision by ESMA’s Board of Supervisors; therefore it is published without prejudice to the possibility of further investigations which could lead to enforcement or supervisory actions.
04/06/2019 ESMA71-319-120 FESE Dinner Address , , , , Speech PDF
117.98 KB
26/03/2018 ESMA70-156-354 Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) Final Report PDF
434.94 KB
06/07/2012 2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements , Final Report PDF
444.15 KB
18/07/2019 ESMA33-9-320 Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies Final Report PDF
336.63 KB
05/02/2019 ESMA 33-9-295 Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies Final Report PDF
769.91 KB