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2015/SMSG/011 |
SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 219.99 KB |
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2015/496 |
MiFID II – Switching on the light without turning-off the tap - Verena Ross, Executive Director, ESMA |
Trading, Speeches |
Speech |
DOWNLOAD 222.55 KB |
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2015/495 |
ESMA publishes review on best execution supervisory practices under MiFID |
Investor protection, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 112.68 KB |
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2015/494 |
Best Execution under MiFID |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 761.62 KB |
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2014/SMSG/53 |
Summary of conclusions SMSG/BoS meeting 5 November 2014 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 154.07 KB |
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2014/SMSG/52 |
Summary of conclusions SMSG meeting 5-6 November 2014 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 158.23 KB |
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MOC ESMA JFSA |
MoC ESMA and JFSA regarding CCPs |
Post Trading |
Reference |
DOWNLOAD 763.57 KB |
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2015/168 |
Letter to EU Institutions re ESMA’s 2015 Work Programme |
About ESMA, Management Board, Board of Supervisors |
Letter |
DOWNLOAD 37.31 KB |
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2014/1200rev |
2015 Work Programme |
About ESMA |
Reference |
DOWNLOAD 392.74 KB |
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2015/419 |
IFRS IC Agenda Item Request: Measurement of minimum funding requirement in pension asset ceiling test |
Financial reporting |
Letter |
DOWNLOAD 27.23 KB |
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2015/SMSG/005 |
SMSG advice paper on PRIIPS |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 362.86 KB |
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2015/319 |
Addendum Consultation Paper - MiFID II/MiFIR |
Trading |
Consultation Paper |
DOWNLOAD 2.78 MB |
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2015/327 |
ESMA Budget for 2015 |
About ESMA |
Reference |
DOWNLOAD 144.21 KB |
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JC/GL/2014/43 Appendix 1 |
Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 187.15 KB |
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2015/281 |
Press Release - ESMA publishes annual report and supervisory focus for CRAs and TRs |
About ESMA, Credit Rating Agencies, Post Trading, Press Releases |
Press Release |
DOWNLOAD 186.67 KB |
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2015/280 |
ESMA supervision of Credit Rating Agencies and Trade Repositories |
About ESMA, Credit Rating Agencies, Post Trading |
Annual Report |
DOWNLOAD 891.95 KB |
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2015/227 |
Final Report - ESMA’s technical advice to the European Commission on the delegated acts of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds |
Fund Management |
Technical Advice |
DOWNLOAD 609.09 KB |
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EC-15-639 |
European Commission letter regarding EMIR clearing obligation on Interest Rate Swaps |
Post Trading |
Letter |
DOWNLOAD 183.74 KB |
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2015/MB/2 |
Summary of conclusions MB meeting 16/12/14 |
Management Board |
Reference |
DOWNLOAD 197.67 KB |
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2015/261 |
Letter to EFRAG on IASB ED Amendments to IFRS 2 |
Issuer disclosure |
Letter |
DOWNLOAD 69.37 KB |
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