25/01/2024
ESMA12-437499640-2360
Study on data formats and transmission protocols
MiFID - Secondary Markets, Trading
Report
DOWNLOAD 1.76 MB
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Summary
This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions
24/01/2024
2023 Calendar Executive Director
2023 Calendar of the Executive Director of ESMA
About ESMA
Reference
DOWNLOAD 193.11 KB
24/01/2024
ESMA22-1669215091-5526
Summary of conclusions TRACE DBP - 13 December 2023
Board of Supervisors
Summary of Conclusions
DOWNLOAD 254.12 KB
24/01/2024
ESMA22-1669215091-5525
Summary of conclusions Board of Supervisors - 13 December 2023
Board of Supervisors
Summary of Conclusions
DOWNLOAD 719.62 KB
19/01/2024
ESMA32-1283113657-1108
Letter to IFRS IC on the presentation of cash flows from margin calls for certain contracts for the sale or purchase of commodities (IAS 7)
Corporate Finance, Financial reporting, Issuer disclosure
Letter
DOWNLOAD 229.35 KB
17/01/2024
ESMA22-1669215091-5523
Summary of conclusions Management Board - 12 December 2023
Management Board
Summary of Conclusions
DOWNLOAD 247.66 KB
17/01/2024
ESMA12-766636679-105
Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes
MiFID - Secondary Markets
Reference
DOWNLOAD 428.14 KB
17/01/2024
JC 2023 86
Final report on draft RTS on ICT Risk Management Framework and on simplified ICT Risk Management Framework
Digital Finance and Innovation, Joint Committee
Final Report
DOWNLOAD 1.79 MB
17/01/2024
JC 2023 85
Final report on draft ITS on Register of Information
Digital Finance and Innovation, Joint Committee
Final Report
DOWNLOAD 2.92 MB
17/01/2024
JC 2023 84
Final report on draft RTS to specify the policy on ICT services supporting critical or important functions
Digital Finance and Innovation, Joint Committee
Final Report
DOWNLOAD 816.42 KB
17/01/2024
JC 2023 83
Final Report on draft RTS on classification of major incidents and significant cyber threats
Digital Finance and Innovation, Joint Committee
Final Report
DOWNLOAD 1.08 MB
12/01/2024
ESMA24-229244789-4647
Staff Stakeholder contacts in the forth quarter 2023
About ESMA
Reference
DOWNLOAD 164.12 KB
11/01/2024
ESMA50-524821-3002
Working Paper on Market impacts of the 2020 short selling bans
Risk monitoring, Short Selling
Report
DOWNLOAD 742.21 KB
11/01/2024
ESMA Newsletter
Newsletter November and December 2023
ESMA newsletter
Reference
DOWNLOAD 9.15 MB
10/01/2024
ESMA50-524821-3038
TRV Article: Real estate markets – risk exposures in EU securities markets and investment funds
Risk monitoring
Report
DOWNLOAD 608.14 KB
08/01/2024
ESMA12-11834
Consultation Paper on European Single Access Point - Response form
Market data
Reference
DOWNLOAD 707.3 KB
08/01/2024
JC 2023 78
Consultation Paper on draft ITS specifying certain tasks of collection bodies and certain functionalities of the European Single Access Point
Market data
Consultation Paper
DOWNLOAD 801.62 KB
05/01/2024
ESMA74-362-2351
Guidelines on transfer of data between Trade Repositories under EMIR and SFTR
Guidelines and Technical standards, Market data, Securities Financing Transactions, Trade Repositories
Guidelines & Recommendations
DOWNLOAD 321.79 KB
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Summary
Translated versions
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, LV
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, SK
, SL
, SV
03/01/2024
ESMA63-833672855-2602
Budget 2024
About ESMA
Reference
DOWNLOAD 314.53 KB
03/01/2024
ESMA70-151-995
Key relevant provisions of the corporate or similar law of a Member State, under which securities are constituted
Post Trading
Reference
DOWNLOAD 2.13 MB
03/01/2024
ESMA64-829630486-245
Decision on the extension of the reserve lists ending 31/12/2023
Careers
Decision
DOWNLOAD 161.65 KB
22/12/2023
ESMA50-524821-3029
Statistical Report on EU Prospectuses 2023
Prospectus, Risk monitoring
Report
DOWNLOAD 488.2 KB
21/12/2023
JC 2023 82
List of Financial Conglomerates 2023
Joint Committee
Reference
DOWNLOAD 387.22 KB
21/12/2023
ESMA12-2121844265-3262
Consultation Paper on Securitisation Disclosure Templates - Response form
Securitisation
Reference
DOWNLOAD 703.98 KB
21/12/2023
ESMA12-2121844265-3053
Consultation Paper on the Securitisation Disclosure Templates
Market data, Securitisation
Consultation Paper
DOWNLOAD 673.04 KB
21/12/2023
ESMA65-8-1776
FIRDS transparency reporting instructions
Reference
DOWNLOAD 2.22 MB
20/12/2023
ESMA84-2037069784-2106
Report on CRA Market Share Calculation 2023
Credit Rating Agencies
Report
DOWNLOAD 314.13 KB
20/12/2023
ESA 2023 33
ESAs Final Report on bilateral margining of equity options
Joint Committee, Post Trading
Final Report
DOWNLOAD 438.65 KB
20/12/2023
ESA 2023 34
ESAs Opinion on bilateral margining of equity options
Joint Committee, Post Trading
Opinion
DOWNLOAD 234.27 KB
19/12/2023
ESMA50-524821-3073
TRV Article - Dynamic modelling of climate-related shocks in the fund sector
Risk monitoring, Sustainable finance
Report
DOWNLOAD 484.27 KB
19/12/2023
ESMA50-524821-3072
TRV Article - The financial impact of greenwashing controversies
Risk monitoring, Sustainable finance
Report
DOWNLOAD 411.67 KB
19/12/2023
ESMA50-43599798-9011
Final Report on Guidelines on stress test scenarios under the MMF Regulation
Fund Management, Guidelines and Technical standards
Final Report
DOWNLOAD 917.34 KB
19/12/2023
ESMA34-1300023242-159
Final Report on draft regulatory technical standards under the revised ELTIF Regulation
Fund Management, Guidelines and Technical standards
Final Report
DOWNLOAD 481.57 KB
18/12/2023
ESMA12-2121844265-3173
Final report on Guidelines on position calculation under EMIR
Guidelines and Technical standards, Post Trading, Trade Repositories
Final Report
DOWNLOAD 724.51 KB
18/12/2023
ESMA24-229244789-4623
SMSG Advice on second MiCA package
Digital Finance and Innovation, Securities and Markets Stakeholder Group
SMSG Advice
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18/12/2023
ESMA50-524821-3048
The average cost of retail investment products declines but significant differences across EU Member States remain - Press Release
Fund Management, Press Releases, Risk monitoring
Press Release
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18/12/2023
ESMA50-524821-3053
Annexes - ESMA Statistical Report on Costs and Performance of EU Retail Investment Products
Reference
DOWNLOAD 1.83 MB
18/12/2023
ESMA50-524821-3052
Costs and Performance of EU Retail Investment Products 2023
Fund Management
Report
DOWNLOAD 1.36 MB
15/12/2023
ESMA80 -187-881
BMR Brexit Statement updated
Benchmarks, Brexit
Statement
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15/12/2023
ESMA35-42-1088
Q&A on the European crowdfunding service providers for business Regulation
Q&A
DOWNLOAD 457.72 KB
15/12/2023
ESMA35-43-349
Q&As on MiFID II and MiFIR investor protection topics
Investor protection, Supervisory convergence
Q&A
DOWNLOAD 1.18 MB
15/12/2023
ESMA70-145-114
Q&A on the Benchmarks Regulation (BMR)
Benchmarks, Supervisory convergence
Q&A
DOWNLOAD 730.96 KB
15/12/2023
ESMA74-2119945925-1704
Consultation Paper on Technical Advice on CSDR Penalty Mechanism - Response form
Post Trading
Reference
DOWNLOAD 722.48 KB
15/12/2023
ESMA74-2119945925-1634
Consultation Paper on Technical Advice on CSDR Penalty Mechanism
Post Trading
Consultation Paper
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15/12/2023
ESMA32-992851010-1287
Consultation Paper on Draft Guidelines on Enforcement of Sustainability Information - Response form
Sustainable finance
Reference
DOWNLOAD 661.18 KB
15/12/2023
ESMA32-992851010-1016
Consultation Paper on Draft Guidelines on Enforcement of Sustainability Information
Sustainable finance
Consultation Paper
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14/12/2023
ESMA34-1592494965-554
Public statement on Guidelines on funds' names
Fund Management, Sustainable finance
Statement
DOWNLOAD 65.77 KB
14/12/2023
ESMA35-43-3682
Discussion Paper on MiFID II investor protection topics linked to digitalisation
Digital Finance and Innovation, Investor protection
Consultation Paper
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13/12/2023
ESMA24-450544452-1886
Terms of Reference - Task Force on the Effectiveness of EU Capital Markets
Board of Supervisors
Reference
DOWNLOAD 112.5 KB
13/12/2023
ESMA81-168987738-671
Report on sanctions imposed under the Benchmarks Regulation in 2022
Benchmarks
Report
DOWNLOAD 362.94 KB
12/12/2023
ESMA81-1071567537-122
Working Group on Euro Risk-Free Rates - 13 November 2023 Meeting Minutes
Benchmarks
Reference
DOWNLOAD 2.35 MB
12/12/2023
ESMA91-1505572268-3108
2022 CCP Peer Review on Due diligence of clearing members
CCP, Supervisory convergence
Report
DOWNLOAD 571.53 KB
11/12/2023
ESA 2023 27
Joint ESAs Report on Innovation Facilitators 2023
Digital Finance and Innovation, Joint Committee
Report
DOWNLOAD 1.39 MB
08/12/2023
JC 2023 72
Consultation Paper on draft RTS on TLPT
Digital Finance and Innovation, Joint Committee
Consultation Paper
DOWNLOAD 734.17 KB
08/12/2023
JC 2023 71
Consultation Paper on draft Guidelines on oversight cooperation
Digital Finance and Innovation, Joint Committee
Consultation Paper
DOWNLOAD 488.69 KB
08/12/2023
JC 2023 70
Consultation Paper on draft RTS and ITS on major incident reporting under DORA
Digital Finance and Innovation, Joint Committee
Consultation Paper
DOWNLOAD 1.19 MB
08/12/2023
JC 2023 69
Consultation Paper on draft RTS on oversight harmonisation
Digital Finance and Innovation, Joint Committee
Consultation Paper
DOWNLOAD 610.85 KB
08/12/2023
JC 2023 68
Consultation Paper on draft GL on costs and losses
Digital Finance and Innovation, Joint Committee
Consultation Paper
DOWNLOAD 332.67 KB
08/12/2023
JC 2023 67
Consultation Paper on draft RTS subcontracting
Digital Finance and Innovation, Joint Committee
Consultation Paper
DOWNLOAD 692.71 KB
08/12/2023
DORA CP
DORA public consultation on the second batch of policy products - overview document
Digital Finance and Innovation, Joint Committee
Reference
DOWNLOAD 261.55 KB
08/12/2023
ESMA-SSM Cooperative Arrangement CCP
Cooperative Arrangement on CCP supervisory cooperation - ESMA-SSM
CCP, International cooperation
Reference
DOWNLOAD 227.89 KB
08/12/2023
ESMA32-64431002-518
Letter to IASB on Exposure Draft Annual Improvements – Volume 11
Corporate Finance, Issuer disclosure
Letter
DOWNLOAD 226.18 KB
08/12/2023
ESMA24-229244789-4600
Summary of Conclusions SMSG - 6 October 2023
Securities and Markets Stakeholder Group
Summary of Conclusions
DOWNLOAD 251.84 KB
07/12/2023
ESMA80-189-33520
Final report on EU CLO credit ratings – risk of conflicts of interests relating to methodology changes
Credit Rating Agencies
Final Report
DOWNLOAD 606.64 KB
07/12/2023
JC 2023 77
Consultation Paper on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments
Investor protection, Joint Committee
Consultation Paper
DOWNLOAD 431.89 KB
07/12/2023
ESEF Conformance Suite 2023
ESEF Conformance Suite 2023
Electronic reporting
Reference
DOWNLOAD 2.05 MB
07/12/2023
ESMA32-60-887
ESEF Taxonomy 2022
Electronic reporting
Reference
Related documents
Summary
ESEF taxonomy 2022 - entry points
Main document:
ESEF taxonomy 2022 v1.1
Related documents:
ESEF XBRL Taxonomy Documentation 2022
ESEF Taxonomy 2022 Architecture
ESEF Validation Rules 2022 v 1.1
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The IFRS Foundation shall not assert its rights in the IFRS Taxonomy Materials within the EEA towards the preparation and use of tagged IFRS financial statements in the context of application of IFRS Standards.
The IFRS Foundation reserves all other rights, including but not limited to those outside the EEA.
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Translated versions
06/12/2023
ESMA50-524821-2930
EU Derivatives Markets - 2023
Market data, Risk monitoring
Report
DOWNLOAD 2.6 MB
05/12/2023
ESMA71-545613100-2402
Making finance work for a sustainable future - Press Release
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance
Press Release
DOWNLOAD 297.43 KB
05/12/2023
ESMA71-702228251-2720
ESMA contributions to sustainable finance - visuals
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Sustainable finance
Reference
DOWNLOAD 829.77 KB
04/12/2023
JC 2023 55
Final Report on draft RTS on the review of PAI and financial product disclosures in the SFDR Delegated Regulation
Joint Committee, Sustainable finance
Final Report
DOWNLOAD 1.98 MB
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Summary
Translated versions
04/12/2023
ESMA81-1071567537-121
Working Group on Euro Risk-Free Rates Final Statement
Benchmarks
Statement
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30/11/2023
ESAs JC Factsheet Sustainable Finance
ESAs Joint Committee Sustainable Finance Factsheet
Investor protection, Joint Committee, Sustainable finance
Reference
DOWNLOAD 1.21 MB
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Summary
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Translated versions
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, EL
, ES
, ES
, FI
, FI
, FR
, HR
, HU
, EN
, GA
, IT
, LT
, LU
, LU
, LU
, LV
, EN
, MT
, NL
, PL
, PT
, RO
, EN
, SV
, SK
, SL
29/11/2023
ESMA63-43-2401
Budget Amendment n.2 for 2023
About ESMA
Reference
DOWNLOAD 312.85 KB
29/11/2023
ESMA32-389550249-174
Letter to IAASB on the Proposed International Standard on Sustainability Assurance (ISSA) 5000, General Requirements for Sustainability Assurance Engagements
Financial reporting, Issuer disclosure
Letter
DOWNLOAD 224.52 KB
29/11/2023
ESMA32-1283113657-1139
Verena Ross' Keynote speech at EFRAG Conference 2023, 28 November 2023
Financial reporting, Speeches, Sustainable finance
Speech
DOWNLOAD 190.06 KB
Related documents
Summary
State of play in financial reporting
Translated versions
24/11/2023
ESMA34-44599010-313
Verena Ross' speech at EFAMA Investment Management Forum, 24 November 2023
Fund Management, Risk monitoring, Speeches, Supervisory convergence, Sustainable finance
Speech
DOWNLOAD 181.58 KB
22/11/2023
ESMA30-1668416927-2548
Concept of estimates across the EU Sustainable Finance framework
Sustainable finance
Reference
DOWNLOAD 174.82 KB
22/11/2023
ESMA30-379-2279
Concepts of sustainable investments and environmentally sustainable activities in the EU Sustainable Finance framework
Sustainable finance
Reference
DOWNLOAD 323.73 KB
22/11/2023
ESMA30-379-2281
‘Do No Significant Harm’ definitions and criteria across the EU Sustainable Finance framework
Sustainable finance
Reference
DOWNLOAD 351.39 KB
20/11/2023
ESMA81-1071567537-90
Comparative Table of Available Term €STR Rates
Benchmarks
Reference
DOWNLOAD 256.17 KB
16/11/2023
ESMA75-840896669-368
Verena Ross' speech at Malta FSA Forum on MiCA, 16 November 2023
Digital Finance and Innovation, Speeches
Speech
DOWNLOAD 186.54 KB
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Summary
Innovation with protection: the next steps on the MiCA journey
Translated versions
15/11/2023
ESMA32-1399193447-528
Call for Expression of Interest ISC CWG for Corporate Reporting
Financial reporting
Reference
DOWNLOAD 160.09 KB
15/11/2023
ESMA32-1399193447-527
Application form - Call for expression of interest ISC CWG for Corporate Reporting
Financial reporting
Reference
DOWNLOAD 44.92 KB
15/11/2023
ESMA32-1399193447-531
Call for expression of interest - ISC CWG for Corporate Finance
Corporate Finance
Reference
DOWNLOAD 218.24 KB
15/11/2023
ESMA32-1399193447-532
Application form - Call for expression of interest ISC CWG for Corporate Finance
Corporate Finance
Reference
DOWNLOAD 43.07 KB
14/11/2023
ESMA22-1669215091-5472
Summary of conclusions Management Board - 3 October 2023
Management Board
Summary of Conclusions
DOWNLOAD 320.87 KB
14/11/2023
ESMA22-1669215091-5478
Summary of conclusions TRACE DBP - 4 October 2023
Board of Supervisors
Summary of Conclusions
DOWNLOAD 173.37 KB
14/11/2023
ESMA22-1669215091-5476
Summary of conclusions Board of Supervisors - 3-4 October 2023
Board of Supervisors
Summary of Conclusions
DOWNLOAD 517.93 KB
08/11/2023
ESMA70-156-1411
Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II
Trading
Compliance table
DOWNLOAD 153.21 KB
08/11/2023
ESMA22-1669215091-5394
Summary of conclusions joint Board of Supervisors and Securities and Markets Stakeholder Group meeting - 5 July 2023
Board of Supervisors, Securities and Markets Stakeholder Group
Summary of Conclusions
DOWNLOAD 171.43 KB
08/11/2023
ESMA Newsletter
Newsletter October 2023
ESMA newsletter
Reference
DOWNLOAD 9.41 MB
07/11/2023
ESMA33-128-777
List of designated competent authorities under Securitisation Regulation
Securitisation
Reference
DOWNLOAD 347.33 KB
30/10/2023
ESMA71-545613100-2381
Froukelien Wendt's keynote speech at EACH CCP Risk Management Summit, 19 October 2023
CCP, Speeches
Speech
DOWNLOAD 115.85 KB
30/10/2023
ESMA50-524821-2954
TRV Article - Evolution of EEA share market structure since MiFID II
Risk monitoring, Trading
Report
DOWNLOAD 376.04 KB
27/10/2023
ESMA34-1615031185-543
Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation
Fund Management, Guidelines and Technical standards
Compliance table
DOWNLOAD 298.67 KB
27/10/2023
ESMA70-872942901-35
Q&A on MiFID II and MiFIR transparency topics
Trading
Q&A
DOWNLOAD 985.2 KB
26/10/2023
ESMA91-398-6343
Memorandum of Understanding between ESMA and Otoritas Jasa Keuangan (‘OJK’, the Indonesia Financial Services Authority) related to CCPs Established in Indonesia
CCP, International cooperation
Reference
DOWNLOAD 263.98 KB
25/10/2023
JC 2023 17
Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities
Joint Committee, Supervisory convergence
Report
DOWNLOAD 336.07 KB
25/10/2023
BoA-D-2023-03
Board of Appeal of the ESAs - Decision on Dubai Commodities Clearing Corporation (DCCC) vs ESMA
Board of Appeal
Decision
DOWNLOAD 313.35 KB