Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
7185 documents
Date Reference Title Sections Type Main document Info
2014/83 Letter to Jonathan Faull (EC) regarding Technical Advice (Japan) Post Trading Letter DOWNLOAD 49.66 KB
2014/123 ESMA Technical advice on equivalence of Japan for CCP II - Commodities CCPs Post Trading Technical Advice DOWNLOAD 3.33 MB
2014/MB/6 Summary of conclusions MB meeting 16/12/13 Management Board Reference DOWNLOAD 73.25 KB
2013/1941 Letter to Jonathan Faull (EC) regarding draft technical standards Investor protection, Trading Letter DOWNLOAD 44.25 KB
ESA/2014/001 Letter to Commissioner Barnier, Maystadt Report Issuer disclosure Letter DOWNLOAD 448.88 KB
2014/1964 Letter to Jonathan Faull (EC) regarding Technical Advice Post Trading Letter DOWNLOAD 180.54 KB
2013/1965 Technical Advice to the Commission on procedural rules to impose fines and periodic penalty payments to Trade Repositories Post Trading Technical Advice DOWNLOAD 385.87 KB
2014/45 Production of ESMA’s 2013 Annual Report Procurement CLOSED Procedure DOWNLOAD 36.6 KB
BoA 2013-014 Board of Appeal Decision Global Private Rating Company v. ESMA Joint Committee, Board of Appeal Decision DOWNLOAD 361.96 KB
2013/1932 Deadlines for the submission of draft technical standards Prospectus, Issuer disclosure Letter DOWNLOAD 51.91 KB
2013/1940 Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms Technical Standards DOWNLOAD 622.16 KB
2013/1986 2013 Calendar of the Chair and Executive Director of ESMA About ESMA Reference DOWNLOAD 213.22 KB
2013/1974 Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues Fund Management Consultation Paper DOWNLOAD 202.22 KB
2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Issuer disclosure Technical Standards DOWNLOAD 713.74 KB
2013/SMSG/022 Summary of conclusions of the SMSG meeting on 25-26 September 2013 Securities and Markets Stakeholder Group Reference DOWNLOAD 74.17 KB
2013/SMSG/020 Response to the Consultation Paper ESMA Guidelines on enforcement of financial information Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 67.09 KB
2013/SMSG/018 Advice on Discussion Paper – The Clearing Obligation under EMIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 46.94 KB
2013/SMSG/017 Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 27.43 KB
2013/MB/81 Summary of conclusions MB meeting 23/09/13 Management Board Reference DOWNLOAD 82.52 KB
2013/BS/197 Summary of conclusions BoS meeting 07/11/13 Board of Supervisors Reference DOWNLOAD 97.67 KB
2013/1951 IASB's Discussion Paper-A Review of the Conceptual Framework for financial Reporting Issuer disclosure Letter DOWNLOAD 612.18 KB
2013/1952 EFRAG draft comment letter on the IASB's Discussion Paper on A reveiw of the Conceptual Framework for Financial reporting Issuer disclosure Letter DOWNLOAD 630.89 KB
2013/1953 Technical Advice to the European Commission on the equivalence between the Argentinean regulatory and supervisory framework and the EU regulatory regime for CRAs Credit Rating Agencies Technical Advice DOWNLOAD 143.15 KB
2013/1944 Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation Prospectus, Issuer disclosure Opinion DOWNLOAD 75.6 KB
2013/1943 ESMA Data on Prospectuses Approved and Passported—January 2013 to June 2013 Prospectus, Issuer disclosure Final Report DOWNLOAD 338.17 KB
ESA/2013/035 Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) Joint Committee Opinion DOWNLOAD 142.63 KB
OJ/05/12/2013-PROC/2013/009 Consultancy Services (Deadline for submission: [UPDATED] new deadline 20/02/2014) Procurement CLOSED Procedure DOWNLOAD 597.92 KB
2013/1933 CRAs’ Market share calculation according to Article 8d of the CRA Regulation Credit Rating Agencies Reference DOWNLOAD 181.17 KB
2013/1928 Final annual accounts of ESMA for 2012 About ESMA Reference DOWNLOAD 2.65 MB
2013/1909 ESMA appoints new Securities Markets Stakeholders Group members Press Releases, Securities and Markets Stakeholder Group Press Release DOWNLOAD 108.69 KB
OJ/25/11/2013-PROC/2013/008 Economic and Financial Databases (Deadline for submission: [UPDATED] new deadline 20/02/2014) Procurement CLOSED Procedure DOWNLOAD 228.75 KB
2013/1880 IAASB ED– Reporting on Audited Financial Statements Audit Letter DOWNLOAD 171.53 KB
2013/1774 Agenda item request, Classification and measurement of core inventories Financial reporting Letter DOWNLOAD 162.52 KB
2013/1773 Agenda item request, Issues related to the application of IFRS 5 Financial reporting Letter DOWNLOAD 188.74 KB
2013/1792 Call for expressions of interest regarding the establishment of the Consultative Working Group of the ESMA Market Data Reporting Working Group Trading Reference DOWNLOAD 98.24 KB
2013/1790 ESMA identifies deficiencies in CRAs sovereign ratings processes Credit Rating Agencies Press Release DOWNLOAD 118.75 KB
2013/1775 Sovereign ratings investigation - ESMA’s assessment of governance, conflicts of interest, resourcing adequacy and confidentiality controls Credit Rating Agencies Final Report DOWNLOAD 302.99 KB
2013/998 SV Riktlinjer för mall för samförståndsavtal om samråd, samarbete och informationsutbyte i samband med övervakning av enheter enligt AIFM-direktivet Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 241.59 KB
2013/998 ES 28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 244.6 KB
2013/998 SL Smernice o vzorcu memoranduma glede posvetovanja, sodelovanja in izmenjave informacij v zvezi z nadzorom subjektov iz direktive UAIS Fund Management, Guidelines and Technical standards Reference DOWNLOAD 246.77 KB
2013/998 SK 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.81 KB
2013/998 RO 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 263.01 KB
2013/998 PT Orientações relativas ao modelo de MoU sobre consulta, cooperação e troca de informações relacionadas com a supervisão das entidades referidas na Diretiva AIFM Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 285.42 KB
2013/998 PL Wytyczne dotyczące modelowego protokołu ustaleń w sprawie konsultacji, współpracy i wymiany informacji związanych z nadzorem nad podmiotami, których dotyczy dyrektywa w sprawie ZAFI Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 252.73 KB
2013/998 MT Linji gwida dwar il-mudell tal-MtQ dwar konsultazzjoni, kooperazzjoni u l-iskambju ta’ informazzjoni relatati mas-superviżjoni ta’ entitajiet tal-AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 268.8 KB
2013/998 LT Gairės dėl pavyzdinio susitarimo memorandumo dėl konsultavimosi, bendradarbiavimo ir keitimosi informacija vykdant AIFV direktyvoje nustatytų subjektų priežiūrą Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 256.19 KB
2013/998 LV Pamatnostādnes saprašanās paraugmemorandam par konsultācijām, sadarbību un informācijas apmaiņu saistībā ar alternatīvo ieguldījumu fondu pārvaldnieku (AIFP) struktūru Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 303.13 KB
2013/998 IT Orientamenti sul modello di protocollo d’intesa in materia di consultazione, cooperazione e scambio di informazioni concernenti la vigilanza dei soggetti di cui alla direttiva GEFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 253.94 KB
2013/998 HU Iránymutatások az ABAK-irányelv hatálya alá tartozó jogalanyok felügyeletével kapcsolatos konzultációról, együttműködésről és információcseréről szóló egyetértési megállapodás mintájához Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 284.13 KB
2013/998 EL Κατευθυντήριες γραμμές σχετικά με το υπόδειγμα ΜΣ για τη διαβούλευση, τη συνεργασία και την ανταλλαγή πληροφοριών όσον αφορά την εποπτεία των οντοτήτων της οδηγίας ΔΟΕΕ Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 271.55 KB
2013/998 DE Leitlinien für das Muster-MoU über Konsultation und Kooperation sowie den Austausch von Informationen im Zusammenhang mit der Beaufsichtigung von AIFMD-Unternehmen Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 254.14 KB
2013/998 FR Orientations sur le modèle de protocole d’accord concernant la consultation, la coopération et l’échange d’informations relatives à la surveillance des entités visées par la directive sur les gestionnaires de fonds d’investissement alternatifs Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 294.51 KB
2013/998 FI Ohjeita yhteisymmärryspöytäkirjan laatimiseen AIFMD:n mukaisten yhteisöjen valvontaan liittyvästä kuulemisesta, yhteistyöstä ja tiedonvaihdosta Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 240.84 KB
2013/998 ET Vastastikuse mõistmise memorandumi näidise suunised, milles käsitletakse alternatiivsete investeerimisfondide valitsejate direktiiviga hõlmatud üksuste järelevalvega seotud konsultatsioone, koostööd ja teabevahetust Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 237.8 KB
2013/998 NL Richtsnoeren voor het model voor een MvO inzake de raadpleging, de samenwerking en de uitwisseling van informatie met betrekking tot het toezicht op AIFMD-entiteiten Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 244.53 KB
2013/998 DA Retningslinjer for modellen til aftalememorandum om høring, samarbejde og informationsudveksling vedrørende tilsyn med AIFMD-enheder Fund Management, Guidelines and Technical standards Reference DOWNLOAD 241.03 KB
2013/998 CS Obecné pokyny k modelu memoranda o porozumění týkajícího se konzultace, spolupráce a výměny informací souvisejících s dohledem nad subjekty stanovenými ve směrnici o správcích alternativních investičních fondů Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 270.96 KB
2013/998 HR Smjernice o modelu Sporazuma o razumijevanju (u daljnjem tekstu MoU) koje se tiču savjetovanja, suradnje i razmjene informacija u svezi s nadzorom subjekata iz Direktive AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 267.16 KB
2013/998 BG Насоки за образеца на МзР относно консултирането, сътрудничеството и обмена на информация, свързани с надзора на субекти по Директива ЛУАИФ Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 254.76 KB
2013/1735 ESMA registers ICE TVEL and CME TR as trade repositories Press Releases Press Release DOWNLOAD 91.65 KB
JC 2013/77 Joint Position of the European Supervisory Authorities on Manufacturers’ Product Oversight & Governance Processes Joint Committee Final Report DOWNLOAD 210.59 KB
2013/1709 Review Panel Methodology Supervisory convergence Reference DOWNLOAD 98.29 KB
2013/1703 Technical Advice on the feasibility of a network of small and medium-sized CRAs Credit Rating Agencies Technical Advice DOWNLOAD 601.05 KB
2013/1665 ESMA - Financial institutions must improve financial statement disclosures Issuer disclosure, Financial reporting, Press Releases Press Release DOWNLOAD 98.66 KB
2013/1664 Review of Accounting Practices - Comparability of IFRS Financial Statements of Financial Institutions in Europe Issuer disclosure Final Report DOWNLOAD 1.3 MB
OJ/06/11/2013-PROC/2013/007 Training services for ESMA (Deadline for submission: [UPDATED] new deadline 27/01/2014) Procurement CLOSED Procedure DOWNLOAD 763.67 KB
2013/1661 ESMA finalises clearing and risk mitigation obligations for non-EU OTC derivatives Press Releases Press Release DOWNLOAD 93.92 KB
2013/1657 Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion Post Trading Technical Standards DOWNLOAD 394.75 KB
2013/1586 AIFMD Reporting - Annex 2 -Tables 1-7 Fund Management Reference DOWNLOAD 30.46 KB
2013/1655 ESMA reply to Commission letter on the reporting of exchange traded derivatives under EMIR Post Trading Letter DOWNLOAD 42.73 KB
2013/1454 ESMA Risk Dashboard No.4, 2013 Risk monitoring Final Report DOWNLOAD 1.12 MB
2013/BS/155 Summary of conclusions BoS meeting 24/09/13 Board of Supervisors Reference DOWNLOAD 193.33 KB
2013/1360 Tables 8-9-10 of Annex 2 of ESMA guidelines on AIFMD reporting obligation (revised) Fund Management Reference DOWNLOAD 310.05 KB
2013/1359 Consolidated AIFMD reporting template (revised) Fund Management Reference DOWNLOAD 4.15 MB
2013/1339 Guidelines on reporting obligations under Articles 3(3)(d) and 24(1), (2) and (4) of the AIFMD (revised) Fund Management Final Report DOWNLOAD 701.63 KB
2013/1650 ESMA begins preparatory work for new Market Abuse Regime Market Abuse, Market Integrity, Press Releases Press Release DOWNLOAD 95.26 KB
2013/1649 ESMA’s policy orientations on possible implementing measures under the Market Abuse Regulation Market Abuse, Market Integrity Consultation Paper DOWNLOAD 950.26 KB
2013/1415 ESMA comments on the Draft Report “Should IFRS standards be more European?” Issuer disclosure Letter DOWNLOAD 90.08 KB
2013/1561 Review of the European System on Financial Supervision (ESFS) Joint Committee Letter DOWNLOAD 141.48 KB
2013/1645 ESMA clarifies shareholder cooperation in takeover situations Issuer disclosure, Corporate Governance, Press Releases Press Release DOWNLOAD 86.55 KB
2013/1643 Cover Note - Public statement containing information on shareholder cooperation and acting in concert under the Takeover Bids Directive (ESMA/2013/1642) Issuer disclosure, Corporate Governance Reference DOWNLOAD 145.01 KB
2013/1642 Information on shareholder cooperation and acting in concert under the Takeover Bids Directive Issuer disclosure, Corporate Governance Statement DOWNLOAD 321.63 KB
2013/1637 Keynote Speech at Financial Reporting Outlook (Ernst & Young) Conference, London Financial reporting, Speeches Speech DOWNLOAD 167.91 KB
2013/1635 ESMA announces financial statements’ enforcement priorities for 2013 Issuer disclosure, Financial reporting, Press Releases Press Release DOWNLOAD 94.29 KB
2013/1634 European common enforcement priorities for 2013 financial statements Issuer disclosure, Financial reporting Statement DOWNLOAD 152.24 KB
JC-2013-72 Preliminary report on anti-money laundering and counter financing of terrorism Risk Based Supervision Joint Committee Final Report DOWNLOAD 636.21 KB
JC CP 2013 02 Joint Consultation Paper On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations Joint Committee Consultation Paper DOWNLOAD 347.81 KB
2013/1629 ESMA registers trade repositories Post Trading, Press Releases Press Release DOWNLOAD 100.25 KB
MARKT/G2/PSDM/bh (2013) 3663122 EC letter to ESMA on reporting of ETDs Post Trading Reference DOWNLOAD 430.71 KB
JC-CP-2013-03 Draft guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Joint Committee Consultation Paper DOWNLOAD 192.58 KB
2013/1582 ESMA–Issues and Priorities, EFAMA Management Forum, Brussels - Steven Maijoor ESMA Chair Speeches Speech DOWNLOAD 114.57 KB
2013/1555 ESMA Comment Letter to the IFRS Interpretations Committee on application of IAS 1 Audit Letter DOWNLOAD 224.94 KB
2013/1554 ESMA Comment Letter to IFRS Interpretations Committee on application of IAS 34 Audit Letter DOWNLOAD 112 KB
2013/1553 ESMA Comment Letter to EFRAG on the IASB Exposure Draft Insurance Contracts Issuer disclosure Letter DOWNLOAD 257.43 KB
2013/1552 ESMA Comment Letter to the IASB on the Exposure Draft Insurance Contracts Audit Letter DOWNLOAD 167.33 KB
2013/1545 14th Extract from the EECS' database of enforcement Financial reporting Report DOWNLOAD 355.57 KB
Ares(2013)3304576 REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) Market Abuse, Market Integrity Reference DOWNLOAD 56.55 KB
2013/1292 ESMA’s Technical Advice to the Commission on procedural rules to impose fines on Trade Repositories Post Trading Consultation Paper DOWNLOAD 1.52 MB
2013/1486 International coordination of the regulation and supervision of OTC derivatives markets - American Bar Association, Fall Conference 2013, London - Steven Maijoor, ESMA Chair Speeches Speech DOWNLOAD 182.66 KB
2013/LCC/039 ESMA Specific Privacy Notice – Public procurement About ESMA, Procurement Reference DOWNLOAD 119.46 KB