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7185 documents
Date Reference Title Sections Type Main document Info
2015/223 Opinion on draft RTS on the Clearing Obligation Post Trading Opinion DOWNLOAD 601.97 KB
2014/SMSG/002 Decision - Rules of procedure of the Securities and Markets Stakeholder Group Securities and Markets Stakeholder Group Decision DOWNLOAD 131.88 KB
PROC/2015/001 Open tender for Graphic design and publication services- New version of the tender specifications available! Procurement CLOSED Procedure DOWNLOAD 118.46 KB
2015/SMSG/003 SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 286.08 KB
2015/54 Call for candidates for the CRSC CWG Issuer disclosure Reference DOWNLOAD 192.3 KB
2015/123 Remarks by Steven Maijoor at Opening Session of Asian Financial Forum in Hong Kong, 19 January 2015 Speeches Speech DOWNLOAD 117.61 KB
2015/60 Letter to the IFRS IC tentative agenda decision related to IFRS 11 Joint Arrangements Issuer disclosure Letter DOWNLOAD 43.36 KB
2015 ESMA SFC MoU Previous MoU between ESMA and SFC regarding CCPs International cooperation Reference DOWNLOAD 806.29 KB
ESMA/WP/2015/1 ESMA Working Paper - Real-world and risk-neutral probabilities in the regulation on the transparency of structured products Risk monitoring Reference DOWNLOAD 480.24 KB
2015/25 Letter to EFRAG on the IASB's DP Reporting the Financial Effects of Rate Regulation Issuer disclosure Letter DOWNLOAD 141.57 KB
2015/24 Letter to the IASB DP Reporting the Financial Effects of Rate Regulation Issuer disclosure Letter DOWNLOAD 141.54 KB
2015/20 ESMA review of CCP colleges under EMIR Post Trading Final Report DOWNLOAD 542.87 KB
JC/DP/2014/01 Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Credit Rating Agencies, Joint Committee Consultation Paper DOWNLOAD 538.9 KB
JC/2014/092 Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive Joint Committee Technical Standards DOWNLOAD 819.76 KB
2014/1577 Discussion Paper - Share classes of UCITS Fund Management Consultation Paper DOWNLOAD 230.92 KB
2014/1570 Annex A Consultation Paper – Annex A - High level cost-benefit-analysis draft technical standards (MiFID/MiFIR) Trading Consultation Paper DOWNLOAD 2.56 MB
JC/GL/2014/01/SV Bilaga I: Mall för kartläggningsprocessen för det finansiella konglomeratet (JC 2014 070 Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 62.26 KB
JC/GL/2014/01/SL Priloga I: Predloga za postopek vzporejanja za finančni konglomerat (JC 2014 070 Prilog Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 82.26 KB
JC/GL/2014/01/SK Príloha I: Šablóna na proces mapovania finačného konglomerátu (JC 2014 070 príloha) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 65.22 KB
JC/GL/2014/01/RO Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 66.2 KB
JC/GL/2014/01/PT Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.14 KB
JC/GL/2014/01/PL Załącznik I: Szablon dla procesu mapowania dla konglomeratu finansowego (załącznik JC 2014 070) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 81.46 KB
JC/GL/2014/01/NL Bijlage I: Model voor het in kaart brengen (mapping) van het financiële conglomeraat (JC 2014 07 Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 67.95 KB
JC/GL/2014/01/MT Anness I: Mudell għall-proċess ta’ mmappjar għall-konglomerat finanzjarju (Anness JC 2014 070) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.01 KB
JC/GL/2014/01/LV I pielikums: Veidne finanšu konglomerāta kartēšanas procesam (AK 2014 070 Pielikums) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.43 KB
JC/GL/2014/01/LT I priedas: Priskyrimo finansiniam konglomeratui proceso šablonas (JC 2014 070 priedas) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 65.34 KB
2014/1583 Credit Rating Agencies’ 2014 market share calculations for the purposes of Article 8d of the CRA Regulation Credit Rating Agencies Reference DOWNLOAD 330 KB
JC/GL/2014/01/IT Allegato I. Modello per il processo di mappatura del conglomerato finanziario (allegato JC 2014 070) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.26 KB
JC/GL/2014/01/HU I. melléklet: Sablon a pénzügyi konglomerátum feltérképezésének folyamatához (JC 2014 070 melléklet) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 66.42 KB
JC/GL/2014/01/HR Prilog I.: Obrazac za postupak raspoređivanja za financijski konglomerat (JC 2014 070 Prilog) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 66.83 KB
JC/GL/2014/01/FR Annexe I: modèle pour le processus de cartographie du conglomérat financier (annexe JC 2014 070) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.7 KB
JC/GL/2014/01/FI Liite I: Malli finanssiryhmittymän kartoitusmenettelyä varten (JC 2014 070 liite) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 66.27 KB
JC/GL/2014/01/ET I lisa: Finantskonglomeraadi kaardistamise protsessi vorm (JC 2014 070 lisa) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.49 KB
JC/GL/2014/01/ES Anexo I: Plantilla para el proceso de asignación del conglomerado financiero (Anexo 2014 070 del Comité Mixto) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.87 KB
JC/GL/2014/01/EL Παράρτημα I: Υπόδειγμα για τη διαδικασία χαρτογράφησης χρηματοπιστωτικού ομίλου ετερογενών δραστηριοτήτων (JC 2014 070 Παράρτημα) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 69.01 KB
JC/GL/2014/01/DE Anhang I: Vorlage für das Mapping-Verfahren für Finanzkonglomerate (ABl. 2014 070 Anhang) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.05 KB
JC/GL/2014/01/DA Bilag I: Skema til brug for kortlægningen af det finansielle konglomerat (JC 2014 070 Bilag) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 93.5 KB
JC/GL/2014/01/CS Příloha I: Šablona pro proces mapování finančních konglomerátů (příloha JC 2014 070) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 64.86 KB
JC/GL/2014/01/BG Приложение I: Образец за процеса на съотнасяне за финансовия конгломерат (JC 2014 070 Annex) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 98.5 KB
JC/GL/2014/01 ES Directrices comunes sobre la convergencia de las prácticas supervisoras con respecto a la coherencia de los acuerdos de coordinación de la supervisiónde conglomerados financieros Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 181.09 KB
JC/GL/2014/01 SV Gemensamma riktlinjer Gemensamma riktlinjer för enhetlig tillsynspraxis och konsekvent tillämpning i samordning av gränsöverskridande tillsyn för finansiella konglomerat Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 187.94 KB
JC/GL/2014/01 SL Skupne smernice o zbliževanju nadzorniških praks v zvezi s skladnostjodogovorov o koordinaciji nadzora finančnih konglomeratov Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 237.49 KB
JC/GL/2014/01 SK Spoločné usmernenia ku konvergencii postupov dohľadu v súvislosti s konzistentnosťou mechanizmov koordinácie dohľadu pre finančné konglomeráty Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 254.01 KB
JC/GL/2014/01 RO Ghid comun privind convergența practicilor de supraveghere referitoare lacoerența acordurilor de coordonare pentru conglomeratele financiare Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 237.83 KB
JC/GL/2014/01 PT Orientaçõescomuns destinadas a assegurar a convergência das práticas de supervisão relativamente à coerência dos acordos de coordenação para os conglomerados financeiros Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 212.36 KB
JC/GL/2014/01 PL Wspólne wytyczne w zakresie konwergencji praktyk nadzorczych dotyczących spójności ustaleń koordynacyjnych w zakresie nadzoru nad konglomeratami finansowymi Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 301.46 KB
JC/GL/2014/01 MT Linji gwida Konġunti dwar il-konverġenza tal-prattiki superviżorji relatati mal-konsistenza tal-arranġamenti ta’ koordinazzjoni superviżorja għall-konglomerati finanzjarji Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 250.89 KB
JC/GL/2014/01 LT Bendrosiosgairės dėl priežiūros praktikos, kuri susijusi su finansinių konglomeratų priežiūros veiklos koordinavimo tvarkos suderinimu, konvergencijos Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 227.31 KB
JC/GL/2014/01 LV Kopīgās pamatnostādnes par uzraudzības prakses konverģenci attiecībā uz uzraudzības koordinēšanas pasākumu konsekvenci finanšu konglomerātiem Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 218.6 KB
JC/GL/2014/01 IT Orientamenti congiunti sulla convergenza delle prassi di vigilanza riguardo alla coerenza degli accordi di coordinamento in materia di vigilanza per i conglomerati finanziari Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 182.59 KB
JC/GL/2014/01 HU Közös iránymutatás a pénzügyi konglomerátumokra vonatkozó felügyeleti koordinációs megállapodások egységességére vonatkozófelügyeleti gyakorlatok közelítéséről Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 292.01 KB
JC/GL/2014/01 EL Κοινές κατευθυντήριες γραμμές σχετικά με τη σύγκλιση των εποπτικών πρακτικών όσον αφορά τη συνέπεια των συμφωνιών εποπτικού συντονισμού για χρηματοπιστωτικούς ομίλους ετερογενών δραστηριοτήτων Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 235.56 KB
JC/GL/2014/01 DE Gemeinsame Leitlinien über die Angleichung der Aufsichtspraxis in Bezug auf die Einheitlichkeit von Kooperationsvereinbarungen für die Beaufsichtigung von Finanzkonglomeraten Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 170.92 KB
JC/GL/2014/01 FR Orientations communes en vue de la convergence des pratiques de surveillanceen ce qui concerne la cohérence des accords de coordination en matière de surveillance des conglomérats financiers Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 190.07 KB
JC/GL/2014/01 FI Yhteiset ohjeet rahoitus- ja vakuutusryhmittymien valvonnan koordinointijärjestelyjen yhdenmukaistamiseen liittyvästä valvontakäytäntöjen lähentämisestä Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 162.25 KB
JC/GL/2014/01 ET Ühisedsuunised järelevalvealase tegevuse lähendamise kohta seoses finantskonglomeraatide järelevalve koordineerimise korra sidususega Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 170.75 KB
JC/GL/2014/01 NL Gemeenschappelijke richtsnoeren betreffende de convergentie van toezichtpraktijken met betrekking tot coherente coördinatieregelingen voor het toezicht op financiële conglomeraten Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 214.02 KB
JC/GL/2014/01 DA Fælles retningslinjer om konvergens i tilsynspraksis hvad angår konsekvent implementering af tilsynskoordinerende ordninger for finansielle konglomerater Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 187.31 KB
JC/GL/2014/01 CS Společné obecné pokyny ke sbližování postupů dohledu s ohledem na konzistentnost koordinačních dohod o dohledu nad finančními konglomeráty Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 254.95 KB
JC/GL/2014/01 HR Zajedničke smjernice o konvergenciji nadzornih praksi koje se odnose na dosljednost sporazuma o nadzornoj suradnji za financijske konglomerate Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 222.2 KB
JC/GL/2014/01 BG Съвместни насоки относно сближаването на надзорните практики по отношение на съгласуваността на споразуменията за координиране на надзора върху финансовите конгломерати Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 265.5 KB
JC/2014/63 European Supervisory Authorities publish final Guidelines on consistency of supervisory practices for financial conglomerates Press Releases, Joint Committee Press Release DOWNLOAD 202.29 KB
JC/GL/2014/01 Joint Guidelines on coordination arrangements for financial conglomerates Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 310.08 KB
JC/CP/2014/05 Joint Committee Consultation Paper on guidelines for cross-selling practices Joint Committee Consultation Paper DOWNLOAD 366.32 KB
2014/BS/201 Summary of Conclusions Board of Supervisors 6-7 November 2014 Board of Supervisors Reference DOWNLOAD 241.03 KB
2014/BS/202 Summary of Conclusions Board of Supervisors Meeting 21 November 2014 Board of Supervisors Reference DOWNLOAD 153.1 KB
2014/MB/73 Summary of Conclusions Management Board 7 November 2014 Management Board Reference DOWNLOAD 127.6 KB
2014/1566 Draft Regulatory Technical Standards on European Electronic Access Point (EEAP) Transparency Consultation Paper DOWNLOAD 2.23 MB
2014/1574 ESMA provides implementing rules for MiFID II Investor protection, Press Releases, Trading Press Release DOWNLOAD 110.55 KB
2014/1570 Annex B Consultation paper on MiFID II/MiFIR - Annex B Investor protection, Trading Consultation Paper DOWNLOAD 2.78 MB
2014/1570 Consultation paper on MiFID II/MiFIR - part 1 Investor protection, Trading Consultation Paper DOWNLOAD 6.55 MB
2014/1569 Annex Annex to Technical Advice on MiFID II and MiFIR - investor protection topics Investor protection Reference DOWNLOAD 962.39 KB
2014/1569 Technical Advice to the Commission on MiFID II and MiFIR Investor protection, Trading Technical Advice DOWNLOAD 2.8 MB
EC 18/12/2014 annex Letter from European Commission - Annex with Amended draft RTS on clearing obligation for IRS Post Trading Reference DOWNLOAD 74.34 KB
Related documents Letter from European Commission - Amended draft RTS on clearing obligation for IRS Final report on ESMA's draft technical standards on the Clearing Obligation for Interest Rate OTC Derivatives
Summary
Translated versions
EC 18/12/2014 Letter from European Commission - Amended draft RTS on clearing obligation for IRS Post Trading Letter DOWNLOAD 555.82 KB
Related documents Letter from European Commission - Annex with Amended draft RTS on clearing obligation for IRS Final report on ESMA's draft technical standards on the Clearing Obligation for Interest Rate OTC Derivatives
Summary
Translated versions
2014/1571 Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation Trading Technical Standards DOWNLOAD 281.16 KB
2014/1575 Keynote Address to ICI Global Trading and Market Structure Conference, London - Verena Ross Speeches Speech DOWNLOAD 226.33 KB
2014/1563 Consultation paper on Technical Standards under the CSD Regulation Post Trading Consultation Paper DOWNLOAD 2.5 MB
2014/1564 Consultation paper on Technical Advice under the CSD Regulation Post Trading Consultation Paper DOWNLOAD 488 KB
2014/1565 Consultation paper on Guidelines on Access to a CCP or a Trading Venue by a CSD Post Trading Consultation Paper DOWNLOAD 171.8 KB
2014/1568 Press Release - Investment-based crowdfunding needs EU-wide common approach Digital Finance and Innovation, Press Releases Press Release DOWNLOAD 155 KB
2014/1560 Advice - Investment-based crowdfunding Digital Finance and Innovation Final Report DOWNLOAD 482.2 KB
2014/1378 Opinion - Investment-based crowdfunding Digital Finance and Innovation Opinion DOWNLOAD 460.92 KB
ECO-2014/1 ESMA's Economic Report No 1, 2014 - High-frequency trading activity in EU equity markets Risk monitoring Final Report DOWNLOAD 1.87 MB
2014/1525 Press Release - Improvements needed in CRAs surveillance of structured finance credit ratings Credit Rating Agencies, Press Releases Press Release DOWNLOAD 88.76 KB
2014/1524 ESMA’s investigation into structured finance ratings Credit Rating Agencies Final Report DOWNLOAD 436.29 KB
2014/1434 EN Henri Sijthoff Prijs 2014 - keynote speech by Steven Maijoor Speeches Speech DOWNLOAD 211.01 KB
2014/1486 Public Statement - ESMA certifies Egan-Jones Ratings Co. to operate in the EU Credit Rating Agencies Statement DOWNLOAD 88.76 KB
2014/1478 ESMA reviews supervisory practices on MiFID investor information Press Releases, Supervisory convergence Press Release DOWNLOAD 136.83 KB
2014/1485 MiFID – Conduct of Business, fair, clear and not misleading information Supervisory convergence Final Report DOWNLOAD 614.16 KB
2014/SMSG/51 SMSG advice - EuSEF/EuVECA Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 112.66 KB
2014/1474 Investor Protection and an integrated EU Capital Market - Steven Maijoor address to DSW/Better Finance for All Conference Speeches Speech DOWNLOAD 128.88 KB
2014/1452 Letter to the EFRAG DCL on IASB ED Measuring Quoted Investments in Subsidiaries JV and Associates at FV Issuer disclosure Letter DOWNLOAD 87.2 KB
2014/1451 Letter to the IASB ED Measuring Quoted Investments in Subsidiaries JV and Associates at FV Issuer disclosure Letter DOWNLOAD 83.88 KB
2014/1450 Letter to the EFRAG DCL on IASB ED Recognition of DTA for Unrealised Losses Issuer disclosure Letter DOWNLOAD 62.94 KB
2014/1449 Letter to the IASB ED Recognition of DTA for Unrealised Losses Issuer disclosure Letter DOWNLOAD 62.9 KB
ESMA/ASIC1 ESMA-ASIC MOU on access to trade repositry data International cooperation Reference DOWNLOAD 384.61 KB
2014/BOA/05 Decision by the ESA BoA concerning Investor Protection Europe sprl Joint Committee, Board of Appeal Decision DOWNLOAD 229.85 KB
2014/1326 Guidelines on asset segregation under the AIFMD Fund Management Consultation Paper DOWNLOAD 428.53 KB
ESMA 2013 AR LT Europos vertybinių popierių ir rinkų institucija About ESMA Annual Report DOWNLOAD 315.46 KB