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Guidelines and Technical standards X
Reset filter| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 06/04/2021 | ESMA35-36-1952 | Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 258.09 KB |
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| 12/03/2021 | ESMA33-9-320 | Guidelines On Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 135.98 KB |
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| 10/03/2021 | ESMA33-9-371 | Guidelines on Internal Control for CRAs | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 297.77 KB |
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| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
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| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
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| 04/03/2021 | ESMA32-382-1138 | Guidelines on disclosure requirements under the Prospectus Regulation | Guidelines and Technical standards, Prospectus | Guidelines & Recommendations | PDF 549.46 KB |
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| 03/03/2021 | ESMA32-51-818 | Letter to the EC on next steps following Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency | Letter | PDF 277.21 KB |
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| 10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |
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| 22/01/2021 | ESMA34-45-974 | Guidelines on liquidity stress testing in UCITS and AIFs | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 226.95 KB |
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| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
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| 16/12/2020 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 101.95 KB |
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| 16/12/2020 | ESMA42-646012687-331 | ESMA Guidelines | Corporate Information, Guidelines and Technical standards | Reference | XLSX 65.75 KB |
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| 23/11/2020 | ESMA32-50-218 | Guidelines on enforcement of financial information | Guidelines and Technical standards | Guidelines & Recommendations | PDF 326.44 KB |
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| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.24 KB |
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| 11/11/2020 | ESMA33-128-1217 | Guidelines on securitisation repository data completeness and consistency thresholds | Guidelines and Technical standards | Guidelines & Recommendations | PDF 373.62 KB |
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| 05/11/2020 | ESMA34-39-992 | Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Guidelines & Recommendations | PDF 224.69 KB |
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| 03/11/2020 | ESMA71-99-1420 | Fast Track Peer Review PR- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Press Release | PDF 137.39 KB |
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| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
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| 03/11/2020 | ESMA42-111-5349 | Fast Track Peer Review Report- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 1.33 MB |
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| 05/10/2020 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 120.37 KB |