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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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168 documents
Date Reference Title Sections Type Main document Info
Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR - XLS Short Selling Reference DOWNLOAD 40.72 KB
Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR - PDF Short Selling Reference DOWNLOAD 453.92 KB
Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference DOWNLOAD 27.35 KB
BoA-D-2024-01 Board of Appeal of the ESAs - Decision in the appeal by Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal, CCP Decision DOWNLOAD 450.53 KB
ESMA50-524821-3002 Working Paper on Market impacts of the 2020 short selling bans Risk monitoring, Short Selling Report DOWNLOAD 742.21 KB
ESMA74-362-2351 Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Guidelines and Technical standards, Market data, Securities Financing Transactions, Trade Repositories Guidelines & Recommendations DOWNLOAD 321.79 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference DOWNLOAD 123.78 KB
BoA-D-2023-03 Board of Appeal of the ESAs - Decision on Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal Decision DOWNLOAD 313.35 KB
BoA-D-2023-01 Board of Appeal of the ESAs - Decision on Euroins Insurance Group AD vs EIOPA Board of Appeal Decision DOWNLOAD 280.05 KB
BoA-D-2023-02 Board of Appeal of the ESAs - Decision on Euroins Insurance Group AD vs EIOPA on a plea of inadmissibility Board of Appeal Decision DOWNLOAD 353.27 KB
BoA-O-2023-01 Board of Appeal of the ESAs - Order on Euroins Insurance Group AD vs EIOPA Board of Appeal Decision DOWNLOAD 212.24 KB
ESMA74-362-893 QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories Q&A DOWNLOAD 439.13 KB
ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Short Selling Reference DOWNLOAD 200.78 KB
BoA-D-2022-01 Board of Appeal of the ESAs - Decision on C vs EBA Board of Appeal Decision DOWNLOAD 790.75 KB
SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Short Selling Reference DOWNLOAD 372.65 KB
ESMA74-362-2566 Third updated LEI statement SFTR Market data, Post Trading, Securities Financing Transactions Statement DOWNLOAD 130.43 KB
ESMA70-448-10 Final Report - Short Selling Regulation Review Short Selling Final Report DOWNLOAD 749.55 KB
ESMA74-362-2351 Final report - Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Market data, Securities Financing Transactions, Trade Repositories Final Report DOWNLOAD 714.09 KB
ESMA70-447-1885 Statement on new NSP notification threshold Market Integrity, Short Selling Statement DOWNLOAD 90.32 KB
ESMA74-362-2176 Guidelines on calculation of positions in SFTs by Trade Repositories Market data, Post Trading, Securities Financing Transactions Guidelines & Recommendations DOWNLOAD 272.07 KB
Related documents Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , NL , PT , RO , SK , SL , SV