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685 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA91-1505572268-3490 Compliance table on the Guidelines on Failing or Likely to Fail CCP, Guidelines and Technical standards Compliance table DOWNLOAD 211 KB
ESMA91-1505572268-3457 Compliance table on the Guidelines on Early Intervention Measures CCP, Guidelines and Technical standards Compliance table DOWNLOAD 206.81 KB
ESMA91-1505572268-3456 Compliance table on the Guidelines on temporary restrictions CCP, Guidelines and Technical standards Compliance table DOWNLOAD 209.25 KB
ESMA91-1505572268-3069 Compliance table on the Guidelines on CCP recovery plan indicators CCP, Guidelines and Technical standards Compliance table DOWNLOAD 235.31 KB
ESMA91-1505572268-3071 Compliance table on the Guidelines on CCP recovery plan scenarios CCP, Guidelines and Technical standards Compliance table DOWNLOAD 182.85 KB
ESMA70-155-10816 Annex to Transparency Opinion Trading Reference DOWNLOAD 65.57 KB
ESMA91-1505572268-3508 Scope of the Guidelines on the assessment of resolvability CCP, Guidelines and Technical standards Reference DOWNLOAD 74.32 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-2346 Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 256.24 KB
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Translated versions HR , HU , IT , NL , PL , PT , RO , SV , DE , EL , ES , FR
ESMA91-1505572268-3510 Scope of the Guidelines on the summary of resolution plans CCP, Guidelines and Technical standards Reference DOWNLOAD 30.77 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-2345 Guidelines on the summary of resolution plans CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 211.8 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
BoA-D-2024-01 Board of Appeal of the ESAs - Decision in the appeal by Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal, CCP Decision DOWNLOAD 450.53 KB
ESMA91-1505572268-3506 Scope of the Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) CCP, Guidelines and Technical standards Reference DOWNLOAD 75.41 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-1791 Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 216.39 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA91-1505572268-3512 Scope of the Guidelines on written arrangements and procedures for the functioning of resolution colleges CCP, Guidelines and Technical standards Reference DOWNLOAD 30.91 KB
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Translated versions BG , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-1958 Guidelines on written arrangements and procedures for the functioning of resolution colleges CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 246.22 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA12-437499640-2360 Study on data formats and transmission protocols MiFID - Secondary Markets, Trading Report DOWNLOAD 1.76 MB
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This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.

Translated versions
ESMA70-155-6641 Opinion on the assessment of pre-trade transparency waivers Trading Opinion DOWNLOAD 412.63 KB
ESMA74-2134169708-6870 Manual on post-trade transparency under MiFID II/ MiFIR Trading Reference DOWNLOAD 3.48 MB
ESMA65-8-5240 FIRDS Transparency Download Instructions MiFID - Secondary Markets, Trading Reference DOWNLOAD 1.25 MB
ESMA91-1505572268-3108 2022 CCP Peer Review on Due diligence of clearing members CCP, Supervisory convergence Report DOWNLOAD 571.53 KB