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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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19 documents
Date Reference Title Sections Type Main document Info
ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Guidelines and Technical standards Reference DOWNLOAD 170.25 KB
ESMA42-646012687-331 ESMA Guidelines About ESMA, Guidelines and Technical standards Reference DOWNLOAD 107.56 KB
ESMA12-2121844265-3255 Scope of the Guidelines on position calculation under EMIR Refit Guidelines and Technical standards, Market data, Post Trading Reference DOWNLOAD 42.5 KB
Related documents Guidelines on position calculation under EMIR Refit
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , PT , RO , SK , SL , SV
ESMA91-1505572268-3508 Scope of the Guidelines on the assessment of resolvability CCP, Guidelines and Technical standards Reference DOWNLOAD 74.32 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-1505572268-3510 Scope of the Guidelines on the summary of resolution plans CCP, Guidelines and Technical standards Reference DOWNLOAD 30.77 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-1505572268-3506 Scope of the Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) CCP, Guidelines and Technical standards Reference DOWNLOAD 75.41 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-1505572268-3512 Scope of the Guidelines on written arrangements and procedures for the functioning of resolution colleges CCP, Guidelines and Technical standards Reference DOWNLOAD 30.91 KB
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Summary
Translated versions BG , DA , ET , FI , LT , LV , SK , SL
ESMA80-416-203 Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Reference DOWNLOAD 25.5 KB
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Summary
Translated versions CS , SL , DA , ET , FI , HR , HU , LT , LV , MT , RO , SK
ESMA40-386-3420 Scope of the Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Reference DOWNLOAD 74.42 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA40-386-3426 Scope of the Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Reference DOWNLOAD 80.42 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA40-386-3422 Scope of Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Reference DOWNLOAD 79.25 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA40-386-3423 Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Reference DOWNLOAD 83.18 KB
Related documents Guidelines on the consistent application of the triggers for the use of Early Intervention Measures
Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, Investor protection Reference DOWNLOAD 72.7 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
Summary
Translated versions
2016/1529 ANNEX Annex I - Template for the assessment of collective suitability Guidelines and Technical standards, Investor protection Reference DOWNLOAD 54.43 KB
JC/2014/43 lt Vertybinių popierių (ESMA) ir bankų (EBI) sektorių skundų nagrinėjimo gairės Guidelines and Technical standards, Joint Committee Reference DOWNLOAD 153.6 KB
2014/869 ES Directrices sobre las obligaciones de información de los artículos 3(3)(d) y 24(1), (2y (4) de la DGFIA Guidelines and Technical standards Reference DOWNLOAD 727.22 KB
2014/869 nl Richtsnoeren voor rapportageverplichtingen uit hoofde van artikel 3, lid 3, onder d), en artikel 24, leden 1, 2 en 4, van de AIFMD Guidelines and Technical standards Reference DOWNLOAD 740.75 KB
2013/998 SL Smernice o vzorcu memoranduma glede posvetovanja, sodelovanja in izmenjave informacij v zvezi z nadzorom subjektov iz direktive UAIS Fund Management, Guidelines and Technical standards Reference DOWNLOAD 246.77 KB
2013/998 DA Retningslinjer for modellen til aftalememorandum om høring, samarbejde og informationsudveksling vedrørende tilsyn med AIFMD-enheder Fund Management, Guidelines and Technical standards Reference DOWNLOAD 241.03 KB