ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

58 documents
Date Reference Title Sort descending Sections Type Main document Info
ESMA32-384-5357 Annex - Response to EC targeted consultation on the Listing Act Market Abuse, Investor protection, Prospectus Reference DOWNLOAD 836.77 KB
Related documents ESMA response to the Commission consultation on the Listings Act
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JC/2015/079 2015 list of identified Financial Conglomerates Joint Committee, Investor protection Reference DOWNLOAD 146.29 KB
ESMA35-43-1000 Additional information on the agreed product intervention measures relating to contracts for differences and binary options Investor protection Reference DOWNLOAD 202.01 KB
ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, Investor protection Reference DOWNLOAD 72.7 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
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ESMA35-36-2319 Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body Investor protection Reference DOWNLOAD 70.83 KB
2016/1529 ANNEX Annex I - Template for the assessment of collective suitability Guidelines and Technical standards, Investor protection Reference DOWNLOAD 54.43 KB
2014/1569 Annex Annex to Technical Advice on MiFID II and MiFIR - investor protection topics Investor protection Reference DOWNLOAD 962.39 KB
ESMA24-436-1150 Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Reference DOWNLOAD 701.79 KB
ESMA24-450544452-1848 Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading Reference DOWNLOAD 641.86 KB
Related documents Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
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ESMA35-30-703 application form Application form - IPISC CWG renewal 2021 Investor protection Reference DOWNLOAD 37.46 KB
ESMA35-43-1862 BO Renewal Decision 3 Notice Investor protection Reference DOWNLOAD 83.42 KB
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Translated versions BG , EN , DA , DE , EL , EN , EN , HR , HU , IT , EN , LV , MT , PL , RO , SL , SV , NL , PT , FI , SK , ES
CFA IPI 27/07/2021 Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection Investor protection Reference DOWNLOAD 178.79 KB
ESMA34-1273004364-786 Call for expression of interest: Consultative Working Group for Investment Management Standing Committee Fund Management, Investor protection Reference DOWNLOAD 191.79 KB
ESMA35-1983731921-788 Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee Investor protection Reference DOWNLOAD 185.51 KB
ESMA35-30-703 Call for expression of interest: CWG of ESMA's IPISC Investor protection Reference DOWNLOAD 188.91 KB
ESMA 35-30-473 Call for expressions of interest - Consultative Working Group for ESMA’s IPISC 2017 Investor protection Reference DOWNLOAD 270.59 KB
2012/490 Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee Investor protection Reference DOWNLOAD 130.34 KB
2015/615 Call for interest IPISC-CWG renewal Investor protection Reference DOWNLOAD 187.49 KB
ESMA35-43-1912 CFD Renewal 3 - Notice Investor protection Reference DOWNLOAD 183.2 KB
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Translated versions EN , CS , DA , DE , EL , ES , ET , EN , FR , HR , HU , LT , MT , NL , IT , LV , PL , EN , RO , SK , SL , SV
ESMA84-858037815-66 Consultation on European Green Bond Regulation - Reply form Investor protection, Supervisory convergence, Sustainable finance Reference DOWNLOAD 732.06 KB
Related documents Consultation Paper on European Green Bond Regulation
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