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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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57 documents
Date Reference Title Sections Type Main document Info
2012/490 Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee Investor protection Reference DOWNLOAD 130.34 KB
2012/682 Guide to investing Investor protection, Warnings and publications for investors Reference DOWNLOAD 569.39 KB
2012/850 MiFID supervisory briefing - Suitability Investor protection Reference DOWNLOAD 238 KB
2014/1569 Annex Annex to Technical Advice on MiFID II and MiFIR - investor protection topics Investor protection Reference DOWNLOAD 962.39 KB
2015/615 Call for interest IPISC-CWG renewal Investor protection Reference DOWNLOAD 187.49 KB
2015/1514 Note on MiFID-MiFIR implementation delays Investor protection, Trading Reference DOWNLOAD 131.7 KB
JC/2015/079 2015 list of identified Financial Conglomerates Joint Committee, Investor protection Reference DOWNLOAD 146.29 KB
2016/225 ToR IPISC Investor protection Reference DOWNLOAD 115.58 KB
2016/1529 ANNEX Annex I - Template for the assessment of collective suitability Guidelines and Technical standards, Investor protection Reference DOWNLOAD 54.43 KB
2013/68c Protocol on the operation of ESMA MiFID Database final Investor protection, Trading Reference DOWNLOAD 333.11 KB
2016-1573 ESMA response to the Commission Consultation on a potential EU personal pension framework Investor protection Reference DOWNLOAD 102.55 KB
ESMA 35-30-473 Call for expressions of interest - Consultative Working Group for ESMA’s IPISC 2017 Investor protection Reference DOWNLOAD 270.59 KB
esma35-30-479 IPISC CWG Application form 2017 Investor protection Reference DOWNLOAD 211.55 KB
Related documents Call for expressions of interest - Consultative Working Group for ESMA’s IPISC 2017
Summary
Translated versions
Delegation agreement - SE/DK Delegation Agreement between Finanstilsynet and Finansinspektionen Investor protection, Trading Reference DOWNLOAD 113.56 KB
Delegation agreement - FI/DK Delegation Agreement between Finanssivalvonta and Finansinspektionen Investor protection, Trading Reference DOWNLOAD 233.71 KB
ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, Investor protection Reference DOWNLOAD 72.7 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
Summary
Translated versions
ESMA35-43-1000 Additional information on the agreed product intervention measures relating to contracts for differences and binary options Investor protection Reference DOWNLOAD 202.01 KB
ESMA71-98-125 FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors Investor protection Reference DOWNLOAD 389.95 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-30-643 IPISC Terms of Reference Investor protection Reference DOWNLOAD 152.35 KB
ESMA35-43-1135 Notice of ESMA's Product Intervention Decisions on CFDs and binary options Investor protection, Warnings and publications for investors Reference DOWNLOAD 241.42 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV