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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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77 documents
Date Reference Title Sections Type Main document Info
JC/GL/2014/01/IT Allegato I. Modello per il processo di mappatura del conglomerato finanziario (allegato JC 2014 070) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.26 KB
JC/GL/2014/01/RO Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 66.2 KB
JC/GL/2014/01/PT Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.14 KB
JC/GL/2014/01/ES Anexo I: Plantilla para el proceso de asignación del conglomerado financiero (Anexo 2014 070 del Comité Mixto) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.87 KB
JC/GL/2014/01/DE Anhang I: Vorlage für das Mapping-Verfahren für Finanzkonglomerate (ABl. 2014 070 Anhang) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.05 KB
JC/GL/2014/01/MT Anness I: Mudell għall-proċess ta’ mmappjar għall-konglomerat finanzjarju (Anness JC 2014 070) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.01 KB
JC/GL/2014/01/FR Annexe I: modèle pour le processus de cartographie du conglomérat financier (annexe JC 2014 070) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 68.7 KB
JC/2014/43 fi Arvopaperialaa (ESMA) ja pankkialaa (EPV) koskevat ohjeet valitusten käsittelystä Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 150.96 KB
JC/GL/2014/01 LT Bendrosiosgairės dėl priežiūros praktikos, kuri susijusi su finansinių konglomeratų priežiūros veiklos koordinavimo tvarkos suderinimu, konvergencijos Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 227.31 KB
JC/GL/2014/01/NL Bijlage I: Model voor het in kaart brengen (mapping) van het financiële conglomeraat (JC 2014 07 Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 67.95 KB
JC/GL/2014/01/DA Bilag I: Skema til brug for kortlægningen af det finansielle konglomerat (JC 2014 070 Bilag) Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 93.5 KB
JC/GL/2014/01/SV Bilaga I: Mall för kartläggningsprocessen för det finansiella konglomeratet (JC 2014 070 Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 62.26 KB
JC/GL/2014/01 ES Directrices comunes sobre la convergencia de las prácticas supervisoras con respecto a la coherencia de los acuerdos de coordinación de la supervisiónde conglomerados financieros Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 181.09 KB
JC/2014/43 es Directrices sobre la gestión de quejas y reclamaciones para los sectores de valores (ESMA) y bancario (ABE) Joint Committee, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 157.17 KB
JC/GL/2014/01 DA Fælles retningslinjer om konvergens i tilsynspraksis hvad angår konsekvent implementering af tilsynskoordinerende ordninger for finansielle konglomerater Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 187.31 KB
ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 1.48 MB
Related documents Annex (Template for the Assessment of Collective Suitability)
Summary
Translated versions
JC/GL/2014/01 NL Gemeenschappelijke richtsnoeren betreffende de convergentie van toezichtpraktijken met betrekking tot coherente coördinatieregelingen voor het toezicht op financiële conglomeraten Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 214.02 KB
JC/GL/2014/01 DE Gemeinsame Leitlinien über die Angleichung der Aufsichtspraxis in Bezug auf die Einheitlichkeit von Kooperationsvereinbarungen für die Beaufsichtigung von Finanzkonglomeraten Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 170.92 KB
JC/GL/2014/01 SV Gemensamma riktlinjer Gemensamma riktlinjer för enhetlig tillsynspraxis och konsekvent tillämpning i samordning av gränsöverskridande tillsyn för finansiella konglomerat Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 187.94 KB
JC/GL/2014/01 RO Ghid comun privind convergența practicilor de supraveghere referitoare lacoerența acordurilor de coordonare pentru conglomeratele financiare Guidelines and Technical standards, Joint Committee Guidelines & Recommendations DOWNLOAD 237.83 KB