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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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33 documents
Date Reference Title Sections Type Main document Info
ESMA42-2004696504-7771 Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR Post Trading, Supervisory convergence Report DOWNLOAD 419.48 KB
ESMA91-1505572268-3108 2022 CCP Peer Review on Due diligence of clearing members CCP, Supervisory convergence Report DOWNLOAD 571.53 KB
JC 2023 17 Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities Joint Committee, Supervisory convergence Report DOWNLOAD 336.07 KB
ESMA42-2004696504-7627 Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I Supervisory convergence Report DOWNLOAD 482.4 KB
ESMA42-111-7570 Follow-up Peer Review on Guidelines on ETFs and other UCITS issues Supervisory convergence Report DOWNLOAD 925.06 KB
ESMA42-111-7468 Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU Brexit, Supervisory convergence Report DOWNLOAD 1.03 MB
ESMA74-427-607 EMIR and SFTR data quality report 2021 Market data, Supervisory convergence Report DOWNLOAD 1.53 MB
ESMA42-110-3354 Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 155.7 KB
Related documents Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA42-111-5534 Peer review report on cross border activities investment firms Supervisory convergence Report DOWNLOAD 802.07 KB
ESMA42-110-3265 Report on the independence of National Competent Authorities Supervisory convergence Report DOWNLOAD 458.92 KB
ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report DOWNLOAD 200.21 KB
ESMA80-193-1713 EMIR and SFTR data quality report 2020 Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Report DOWNLOAD 791.94 KB
ESMA74-362-249 Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Guidelines & Recommendations DOWNLOAD 223.73 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA32-51-818 Letter to the EC on next steps following Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency Letter DOWNLOAD 277.21 KB
ESMA70-156-3351 Report on PTRR services with regards to the clearing obligation Post Trading, Supervisory convergence Report DOWNLOAD 2.03 MB
ESMA34-39-992 Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 224.69 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA42-111-5349 Fast Track Peer Review Report - Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 1.33 MB
ESMA42-111-4128 PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 285.02 KB
Related documents ESMA Statement on Assessment of German Financial Reporting Regime
Summary
Translated versions
ESMA34-39-1042 Supervisory briefing on the supervision of costs in UCITS and AIFs Fund Management, Supervisory convergence Report DOWNLOAD 162.41 KB
ESMA32-334-150 Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines Issuer disclosure, Supervisory convergence Report DOWNLOAD 800.36 KB