|
|
10-333 |
Technical Advice - The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies |
CESR Archive, Credit Rating Agencies |
Technical Advice |
DOWNLOAD 4.59 MB |
|
|
|
2011/144 |
Final advice - ESMA´s Technical Advice to the Commission on Fees for CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 1.72 MB |
|
|
|
2011/323 |
Final report - ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU |
Prospectus, Issuer disclosure |
Technical Advice |
DOWNLOAD 797.56 KB |
|
|
|
2011/379 |
Final report - ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive |
Fund Management |
Technical Advice |
DOWNLOAD 3.51 MB |
|
|
|
2012/137 |
ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU |
Prospectus, Issuer disclosure |
Technical Advice |
DOWNLOAD 1.32 MB |
|
|
|
2012/259 |
Technical advice on CRA regulatory equivalence - US, Canada and Australia |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 697.78 KB |
|
|
|
2012/236 |
ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS |
Short Selling, Market Integrity |
Technical Advice |
DOWNLOAD 509.39 KB |
|
|
|
2012/864 |
ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU |
Prospectus, Issuer disclosure |
Technical Advice |
DOWNLOAD 1.23 MB |
|
|
|
2013/302 |
ESMA’s Technical Advice to the Commission on Fees for Trade Repositories |
Post Trading |
Technical Advice |
DOWNLOAD 1.08 MB |
|
|
|
2013/626 |
Technical advice on CRA regulatory equivalence on Argentina, Brazil, Mexico, Hong Kong and Singapore |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 840.48 KB |
|
|
|
2013-614 |
ESMA’s technical advice on short selling regulation |
Short Selling |
Technical Advice |
DOWNLOAD 2.3 MB |
|
|
|
2013/1157 |
Technical advice on third country regulatory equivalence under EMIR – US |
Post Trading |
Technical Advice |
DOWNLOAD 5.06 MB |
|
|
|
2013/1158 |
Technical advice on third country regulatory equivalence under EMIR – Japan |
Post Trading |
Technical Advice |
DOWNLOAD 3.76 MB |
|
|
|
2013/1159 |
Technical advice on third country regulatory equivalence under EMIR – Australia |
Post Trading |
Technical Advice |
DOWNLOAD 3.82 MB |
|
|
|
2013/1161 |
Technical advice on third country regulatory equivalence under EMIR – Singapore |
Post Trading |
Technical Advice |
DOWNLOAD 3.55 MB |
|
|
|
2013/1162 |
Technical advice on third country regulatory equivalence under EMIR – Switzerland |
Post Trading |
Technical Advice |
DOWNLOAD 3.65 MB |
|
|
|
2013/1160 |
Technical advice on third country regulatory equivalence under EMIR – Hong Kong |
Post Trading |
Technical Advice |
DOWNLOAD 3.57 MB |
|
|
|
2013/1372 |
ESMA Technical advice on equivalence of Singapore for TRs (Supplement) |
Post Trading |
Technical Advice |
DOWNLOAD 500.37 KB |
|
|
|
2013/1369 |
ESMA Technical advice on equivalence of Hong Kong for OTC and TR (Supplement) |
Post Trading |
Technical Advice |
DOWNLOAD 124.15 KB |
|
|
|
2013/1371 |
ESMA Technical advice on equivalence of South Korea for CCPs |
Post Trading |
Technical Advice |
DOWNLOAD 1.83 MB |
|
