ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

694 documents
Date Sort ascending Reference Title Sections Type Main document Info
JC 2023 36 Joint SH Advice on DORA ITS register of information Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 264.65 KB
JC 2023 35 Joint SH Advice on DORA RTS policy contractual arrangements Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 198.7 KB
JC 2023 34 Joint SH Advice on DORA RTS Classification ICT Incidents Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 250.98 KB
CPD23 Joint ESAs Consumer Protection Day 2023 - Programme Investor protection Reference DOWNLOAD 229.85 KB
ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , HR , GA , FR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA22-1669215091-5374 SMSG advice to the ESA’s Joint Consultation Paper on Review of SFDR Delegated Regulation Securities and Markets Stakeholder Group, Sustainable finance SMSG Advice DOWNLOAD 379.86 KB
ESMA35-335435667-4342 Public Statement on securities lending Investor protection Statement DOWNLOAD 167.96 KB
ESMA35-335435667-4345 Opinion on the product intervention measures on CFDs and other high-risk products proposed by the Spanish CNMV Investor protection Opinion DOWNLOAD 309.03 KB
ESMA35-36-2848 Final Report on review of technical standards on passporting under Article 34 of MiFID II Investor protection Final Report DOWNLOAD 723.68 KB
ESMA35-43-3861 Supervisory briefing on understanding the definition of advice under MiFID II Investor protection Report DOWNLOAD 844.02 KB
ESMA22-1669215091-5312 Summary of Conclusions SMSG - 17 April 2023 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 279.78 KB
ESMA35-335435667-4321 2022 Report on MiFID II sanctions Investor protection Final Report DOWNLOAD 428.45 KB
ESMA35-43-2725 Public Statement on 2022 CSA and MSE Investor protection Statement DOWNLOAD 161 KB
ESMA24-450544452-1826 Verena Ross' ECON Opening Statement, 29 June 2023 - Retail Investment Strategy Fund Management, Investor protection, Speeches Speech DOWNLOAD 143.16 KB
ESMA24-225943895-200 Verena Ross' speech at the FESE convention, 28 June 2023 Digital Finance and Innovation, Investor protection, Market data, Speeches Speech DOWNLOAD 97.9 KB
Inflation factsheet Factsheet on how do inflation and the rise in interest rates affect my money Investor protection, Joint Committee Reference DOWNLOAD 3.41 MB
Related documents
Summary
Translated versions AT , BE , BG , EL , CS , DE , DA , ET , EL , ES , FI , FR , HR , HU , GA , IT , LT , LU , LV , MT , NL , PL , PT , RO , SV , SL , SK
ESMA35-43-3599 Call for evidence on MiFID II suitability and sustainability Investor protection Consultation Paper DOWNLOAD 476.48 KB
ESMA35-43-1968 Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 206.07 KB
ESMA24-450544452-1791 Jakub Michalik's ECON Opening Statement, 30 May 2023 Investor protection, Market Abuse, Prospectus, Speeches Speech DOWNLOAD 146.93 KB
ESMA35-36-2813 Statement on investment firms providing unregulated services Investor protection Statement DOWNLOAD 361.75 KB