|
JC 2023 36 |
Joint SH Advice on DORA ITS register of information |
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 264.65 KB |
|
|
JC 2023 35 |
Joint SH Advice on DORA RTS policy contractual arrangements |
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 198.7 KB |
|
|
JC 2023 34 |
Joint SH Advice on DORA RTS Classification ICT Incidents |
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 250.98 KB |
|
|
CPD23 |
Joint ESAs Consumer Protection Day 2023 - Programme |
Investor protection |
Reference |
DOWNLOAD 229.85 KB |
|
|
ESMA35-43-3448 |
Guidelines on MiFID II product governance requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 309.37 KB |
|
Related documents |
|
Summary |
|
Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, HR
, GA
, FR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
ESMA22-1669215091-5374 |
SMSG advice to the ESA’s Joint Consultation Paper on Review of SFDR Delegated Regulation |
Securities and Markets Stakeholder Group, Sustainable finance |
SMSG Advice |
DOWNLOAD 379.86 KB |
|
|
ESMA35-335435667-4342 |
Public Statement on securities lending |
Investor protection |
Statement |
DOWNLOAD 167.96 KB |
|
|
ESMA35-335435667-4345 |
Opinion on the product intervention measures on CFDs and other high-risk products proposed by the Spanish CNMV |
Investor protection |
Opinion |
DOWNLOAD 309.03 KB |
|
|
ESMA35-36-2848 |
Final Report on review of technical standards on passporting under Article 34 of MiFID II |
Investor protection |
Final Report |
DOWNLOAD 723.68 KB |
|
|
ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
|
|
ESMA22-1669215091-5312 |
Summary of Conclusions SMSG - 17 April 2023 |
Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 279.78 KB |
|
|
ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
DOWNLOAD 428.45 KB |
|
|
ESMA35-43-2725 |
Public Statement on 2022 CSA and MSE |
Investor protection |
Statement |
DOWNLOAD 161 KB |
|
|
ESMA24-450544452-1826 |
Verena Ross' ECON Opening Statement, 29 June 2023 - Retail Investment Strategy |
Fund Management, Investor protection, Speeches |
Speech |
DOWNLOAD 143.16 KB |
|
|
ESMA24-225943895-200 |
Verena Ross' speech at the FESE convention, 28 June 2023 |
Digital Finance and Innovation, Investor protection, Market data, Speeches |
Speech |
DOWNLOAD 97.9 KB |
|
|
Inflation factsheet |
Factsheet on how do inflation and the rise in interest rates affect my money |
Investor protection, Joint Committee |
Reference |
DOWNLOAD 3.41 MB |
|
Related documents |
|
Summary |
|
Translated versions |
AT
, BE
, BG
, EL
, CS
, DE
, DA
, ET
, EL
, ES
, FI
, FR
, HR
, HU
, GA
, IT
, LT
, LU
, LV
, MT
, NL
, PL
, PT
, RO
, SV
, SL
, SK
|
|
|
ESMA35-43-3599 |
Call for evidence on MiFID II suitability and sustainability |
Investor protection |
Consultation Paper |
DOWNLOAD 476.48 KB |
|
|
ESMA35-43-1968 |
Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 206.07 KB |
|
|
ESMA24-450544452-1791 |
Jakub Michalik's ECON Opening Statement, 30 May 2023 |
Investor protection, Market Abuse, Prospectus, Speeches |
Speech |
DOWNLOAD 146.93 KB |
|
|
ESMA35-36-2813 |
Statement on investment firms providing unregulated services |
Investor protection |
Statement |
DOWNLOAD 361.75 KB |
|