Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
24 documents
Date Reference Title Sections Type Main document Info
ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Guidelines and Technical standards Reference DOWNLOAD 165.81 KB
ESMA42-646012687-331 ESMA Guidelines About ESMA, Guidelines and Technical standards Reference DOWNLOAD 107.56 KB
ESMA12-2121844265-3255 Scope of the Guidelines on position calculation under EMIR Refit Guidelines and Technical standards, Market data, Post Trading Reference DOWNLOAD 42.5 KB
Related documents Guidelines on position calculation under EMIR Refit
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , PT , RO , SK , SL , SV
ESMA91-1505572268-3508 Scope of the Guidelines on the assessment of resolvability CCP, Guidelines and Technical standards Reference DOWNLOAD 74.32 KB
Related documents
Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-1505572268-3510 Scope of the Guidelines on the summary of resolution plans CCP, Guidelines and Technical standards Reference DOWNLOAD 30.77 KB
Related documents
Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-1505572268-3506 Scope of the Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) CCP, Guidelines and Technical standards Reference DOWNLOAD 75.41 KB
Related documents
Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-1505572268-3512 Scope of the Guidelines on written arrangements and procedures for the functioning of resolution colleges CCP, Guidelines and Technical standards Reference DOWNLOAD 30.91 KB
Related documents
Summary
Translated versions BG , DA , ET , FI , LT , LV , SK , SL
ESMA80-416-203 Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Reference DOWNLOAD 25.5 KB
Related documents
Summary
Translated versions CS , SL , DA , ET , FI , HR , HU , LT , LV , MT , RO , SK
ESMA40-386-3420 Scope of the Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Reference DOWNLOAD 74.42 KB
Related documents
Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA40-386-3426 Scope of the Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Reference DOWNLOAD 80.42 KB
Related documents
Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA40-386-3422 Scope of Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Reference DOWNLOAD 79.25 KB
Related documents
Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA40-386-3423 Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Reference DOWNLOAD 83.18 KB
Related documents Guidelines on the consistent application of the triggers for the use of Early Intervention Measures
Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA90-1-163 Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System Brexit, International cooperation Reference DOWNLOAD 630.61 KB
EU-UKFCA MoU EU-UK FCA MoU on consultation, cooperation and exchange of information Brexit, International cooperation Reference DOWNLOAD 219.12 KB
ESMA-UKFCA MoU ESMA-UK FCA MoU on consultation, cooperation and exchange of information Brexit, International cooperation Reference DOWNLOAD 398.41 KB
ESMA22-105-1230 Annex to Opening Statement for ECON Hearing 12 October 2020 Board of Supervisors, Brexit, About ESMA, COVID-19, Speeches Reference DOWNLOAD 350.51 KB
Related documents Steven Maijoor Opening Statement for ECON Hearing 12 October 2020
Summary
Translated versions
ESMA35-43-1493 MiFID II supervisory briefing on the use of third-country branches by EU firms Brexit, Investor protection, Supervisory convergence Reference DOWNLOAD 469.29 KB
ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, Investor protection Reference DOWNLOAD 72.7 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
Summary
Translated versions
2016/1529 ANNEX Annex I - Template for the assessment of collective suitability Guidelines and Technical standards, Investor protection Reference DOWNLOAD 54.43 KB
JC/2014/43 lt Vertybinių popierių (ESMA) ir bankų (EBI) sektorių skundų nagrinėjimo gairės Guidelines and Technical standards, Joint Committee Reference DOWNLOAD 153.6 KB