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ESMA42-110-812 |
Notifications of Compliance with Guidelines – Overview Table |
Guidelines and Technical standards |
Reference |
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Market makers - XLS |
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS |
Short Selling |
Reference |
DOWNLOAD 40.72 KB |
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Market makers - pdf |
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF |
Short Selling |
Reference |
DOWNLOAD 453.92 KB |
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Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 27.35 KB |
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ESMA42-646012687-331 |
ESMA Guidelines |
About ESMA, Guidelines and Technical standards |
Reference |
DOWNLOAD 107.56 KB |
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ESMA12-2121844265-3255 |
Scope of the Guidelines on position calculation under EMIR Refit |
Guidelines and Technical standards, Market data, Post Trading |
Reference |
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Related documents |
Guidelines on position calculation under EMIR Refit |
Summary |
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Translated versions |
BG
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ESMA91-1505572268-3508 |
Scope of the Guidelines on the assessment of resolvability |
CCP, Guidelines and Technical standards |
Reference |
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ESMA91-1505572268-3510 |
Scope of the Guidelines on the summary of resolution plans |
CCP, Guidelines and Technical standards |
Reference |
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ESMA91-1505572268-3506 |
Scope of the Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) |
CCP, Guidelines and Technical standards |
Reference |
DOWNLOAD 75.41 KB |
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ESMA91-1505572268-3512 |
Scope of the Guidelines on written arrangements and procedures for the functioning of resolution colleges |
CCP, Guidelines and Technical standards |
Reference |
DOWNLOAD 30.91 KB |
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Related documents |
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Summary |
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Translated versions |
BG
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ESMA50-164-770 |
Links to national websites where net short positions in shares are disclosed |
Short Selling |
Reference |
DOWNLOAD 123.78 KB |
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ESMA80-416-203 |
Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Reference |
DOWNLOAD 25.5 KB |
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Related documents |
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Summary |
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Translated versions |
CS
, SL
, DA
, ET
, FI
, HR
, HU
, LT
, LV
, MT
, RO
, SK
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ESMA40-386-3420 |
Scope of the Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR |
CCP, Guidelines and Technical standards |
Reference |
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ESMA40-386-3426 |
Scope of the Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR |
CCP, Guidelines and Technical standards |
Reference |
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ESMA40-386-3422 |
Scope of Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail |
CCP, Guidelines and Technical standards |
Reference |
DOWNLOAD 79.25 KB |
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ESMA40-386-3423 |
Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures |
CCP, Guidelines and Technical standards |
Reference |
DOWNLOAD 83.18 KB |
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ESMA50-164-772 |
Links to the national websites explaining the procedures for notifications of net short positions |
Short Selling |
Reference |
DOWNLOAD 200.78 KB |
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SSR sanctions |
Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) |
Short Selling |
Reference |
DOWNLOAD 372.65 KB |
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ESMA70-156-3914 |
Response form - Consultation Paper on the review of certain aspects of the SSR |
Short Selling |
Reference |
DOWNLOAD 751.38 KB |
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ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
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