ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

542 documents
Date Sort ascending Reference Title Sections Type Main document Info
CPD22 Joint ESAs Consumer Protection Day - Programme Joint Committee, Investor protection Reference DOWNLOAD 234.44 KB
ESMA70-452-447 Opinion CMVM revised AMP Market Abuse, Market Integrity Opinion DOWNLOAD 125.92 KB
ESMA70-449-672 Call for Evidence on pre-hedging Market Abuse, Market Integrity Reference DOWNLOAD 245.25 KB
ESMA70-449-674 Response form call for evidence pre-hedging Market Abuse, Market Integrity Reference DOWNLOAD 752.93 KB
ESMA35-36-2621 Final report EBA-ESMA on SREP guidelines under IFD Investor protection Final Report DOWNLOAD 1.43 MB
ESMA50-164-2193 TRV Article_Key Retail Risk Indicators for the EU single market Investor protection, Risk monitoring Reference DOWNLOAD 428.33 KB
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA35-43-3301 Report on Sanctions and measures imposed under MiFID II in 2021 Investor protection Report DOWNLOAD 900.31 KB
ESMA35-43-3114 CP on Review of the Guidelines on MiFID II product governance requirements Investor protection Consultation Paper DOWNLOAD 718.74 KB
ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements Investor protection, Supervisory convergence Statement DOWNLOAD 119.34 KB
ESMA22-106-4013 Letter from ESMA Chair to EC - Prioritisation of 2022 ESMA deliverables About ESMA, Market Abuse, Market Integrity, Trading, Post Trading, Trading Letter DOWNLOAD 136.79 KB
ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms Investor protection Final Report DOWNLOAD 282.7 KB
ESMA35-42-1445 Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation Investor protection Final Report DOWNLOAD 235.72 KB
ESMA22-106-4032 SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 274.55 KB
ESMA70-449-501 Opinion ITS insider lists Market Integrity, Investor protection, Trading, Trading Opinion DOWNLOAD 1.76 MB
ESMA70-449-497 Opinion RTS liquidity contracts for SME Growth Market issuers Market Integrity, Investor protection, Trading, Trading Opinion DOWNLOAD 849.59 KB
ESMA71-99-1935 ESMA makes recommendations to improve investor protection Investor protection, Press Releases Press Release DOWNLOAD 161.86 KB
ESMA35-42-1227 Technical Advice on retail investor protection Investor protection Final Report DOWNLOAD 646.19 KB
ESMA35-43-3112 Letter to the EC on the MiFID II suitability consultation Investor protection Letter DOWNLOAD 177.03 KB
ESMA70-159-4966 Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 157.26 KB
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