ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

105 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-335435667-5924 Public Statement on AI and investment services Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets Statement DOWNLOAD 206.21 KB
ESMA32-67-802 Compliance table on the Guidelines on the enforcement of financial information Guidelines and Technical standards, Transparency Compliance table DOWNLOAD 192.71 KB
EMIR 59.3 register List of registered trade repositories Trade Repositories Reference DOWNLOAD 52.47 KB
ESMA12-437499640-2360 Study on data formats and transmission protocols MiFID - Secondary Markets, Trading Report DOWNLOAD 1.76 MB
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This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.

Translated versions
ESMA12-766636679-105 Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes MiFID - Secondary Markets Reference DOWNLOAD 428.14 KB
ESMA74-362-2351 Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Guidelines and Technical standards, Market data, Securities Financing Transactions, Trade Repositories Guidelines & Recommendations DOWNLOAD 321.79 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA65-8-5240 FIRDS Transparency Download Instructions MiFID - Secondary Markets, Trading Reference DOWNLOAD 1.25 MB
ESMA12-2121844265-3173 Final report on Guidelines on position calculation under EMIR Guidelines and Technical standards, Post Trading, Trade Repositories Final Report DOWNLOAD 724.51 KB
ESMA74-362-2281 Guidelines for reporting under EMIR Guidelines and Technical standards, Market data, Trade Repositories Guidelines & Recommendations DOWNLOAD 3.33 MB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA74-362-2683 EMIR REFIT validation rules reconciliation tolerances and template for notifications of DQ issues Market data, Trade Repositories Reference DOWNLOAD 116.7 KB
ESMA74-362-893 QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories Q&A DOWNLOAD 439.13 KB
ESMA70-1861941480-52 Q&A on EMIR implementation Post Trading, Trade Repositories Q&A DOWNLOAD 1.54 MB
ESMA22-106-4423 Summary of conclusions TRACE DBP - 26 January 2023 Board of Supervisors, Trade Repositories Summary of Conclusions DOWNLOAD 349.87 KB
ESMA74-362-2804 Consultation Paper on the amendments to Guidelines on position calculation under EMIR - Reply form Post Trading, Trade Repositories Reference DOWNLOAD 696.24 KB
ESMA74-362-2724 Consultation Paper on the amendments to Guidelines on position calculation under EMIR Post Trading, Trade Repositories Consultation Paper DOWNLOAD 833.38 KB
ESMA74-362-2281 Final report on the Guidelines for reporting under EMIR Guidelines and Technical standards, Market data, Trade Repositories Final Report DOWNLOAD 3.19 MB
ESMA31-67-535 Practical Guide on notifications of major holdings under the Transparency Directive About ESMA, Issuer disclosure, Transparency Reference DOWNLOAD 1022.57 KB
ESMA22-106-4184 Summary of conclusions TRACE DBP - 21 September 2022 Board of Supervisors, Trade Repositories Summary of Conclusions DOWNLOAD 83.58 KB
ESMA70-445-372 Verena Ross' ISDA keynote speech – ESMA’s priorities for transparency Speeches, Transparency Speech DOWNLOAD 177.57 KB
ESMA80-187-945 Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 Credit Rating Agencies, Trade Repositories, Transparency Speech DOWNLOAD 178.1 KB