ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

24 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Guidelines and Technical standards Reference DOWNLOAD 165.81 KB
ESMA42-646012687-331 ESMA Guidelines About ESMA, Guidelines and Technical standards Reference DOWNLOAD 107.56 KB
ESMA12-2121844265-3255 Scope of the Guidelines on position calculation under EMIR Refit Guidelines and Technical standards, Market data, Post Trading Reference DOWNLOAD 42.5 KB
Related documents Guidelines on position calculation under EMIR Refit
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , PT , RO , SK , SL , SV
ESMA91-1505572268-3508 Scope of the Guidelines on the assessment of resolvability CCP, Guidelines and Technical standards Reference DOWNLOAD 74.32 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-1505572268-3510 Scope of the Guidelines on the summary of resolution plans CCP, Guidelines and Technical standards Reference DOWNLOAD 30.77 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-1505572268-3506 Scope of the Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) CCP, Guidelines and Technical standards Reference DOWNLOAD 75.41 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-1505572268-3512 Scope of the Guidelines on written arrangements and procedures for the functioning of resolution colleges CCP, Guidelines and Technical standards Reference DOWNLOAD 30.91 KB
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Translated versions BG , DA , ET , FI , LT , LV , SK , SL
ESMA24-450544452-1848 Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading Reference DOWNLOAD 641.86 KB
Related documents Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
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ESMA80-416-203 Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Reference DOWNLOAD 25.5 KB
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Translated versions CS , SL , DA , ET , FI , HR , HU , LT , LV , MT , RO , SK
ESMA40-386-3420 Scope of the Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Reference DOWNLOAD 74.42 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA40-386-3426 Scope of the Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Reference DOWNLOAD 80.42 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA40-386-3422 Scope of Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Reference DOWNLOAD 79.25 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA40-386-3423 Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Reference DOWNLOAD 83.18 KB
Related documents Guidelines on the consistent application of the triggers for the use of Early Intervention Measures
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA24-436-1150 Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Reference DOWNLOAD 701.79 KB
ESMA22-105-1230 Annex to Opening Statement for ECON Hearing 12 October 2020 Board of Supervisors, Brexit, About ESMA, COVID-19, Speeches Reference DOWNLOAD 350.51 KB
Related documents Steven Maijoor Opening Statement for ECON Hearing 12 October 2020
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ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, Investor protection Reference DOWNLOAD 72.7 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
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2016/1529 ANNEX Annex I - Template for the assessment of collective suitability Guidelines and Technical standards, Investor protection Reference DOWNLOAD 54.43 KB
2016/1392 Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair Speeches Reference DOWNLOAD 438.02 KB
2015/1381 Annex to the Statement by Steven Maijoor ESAs Joint Committee - ECON Hearing 14 September 2015 Speeches, Joint Committee Reference DOWNLOAD 253.1 KB
JC/2014/43 lt Vertybinių popierių (ESMA) ir bankų (EBI) sektorių skundų nagrinėjimo gairės Guidelines and Technical standards, Joint Committee Reference DOWNLOAD 153.6 KB