ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

641 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA91-1505572268-3456 Compliance table on the Guidelines on temporary restrictions CCP, Guidelines and Technical standards Compliance table DOWNLOAD 209.25 KB
ESMA91-1505572268-3069 Compliance table on the Guidelines on CCP recovery plan indicators CCP, Guidelines and Technical standards Compliance table DOWNLOAD 235.31 KB
ESMA91-1505572268-3071 Compliance table on the Guidelines on CCP recovery plan scenarios CCP, Guidelines and Technical standards Compliance table DOWNLOAD 182.85 KB
ESMA34-1273004364-786 Call for expression of interest: Consultative Working Group for Investment Management Standing Committee Fund Management, Investor protection Reference DOWNLOAD 191.79 KB
ESMA35-335435667-5871 Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review Investor protection Statement DOWNLOAD 108.77 KB
ESMA91-1505572268-3508 Scope of the Guidelines on the assessment of resolvability CCP, Guidelines and Technical standards Reference DOWNLOAD 74.32 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-2346 Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 256.24 KB
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Translated versions HR , HU , IT , NL , PL , PT , RO , SV , DE , EL , ES , FR
ESMA91-1505572268-3510 Scope of the Guidelines on the summary of resolution plans CCP, Guidelines and Technical standards Reference DOWNLOAD 30.77 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-2345 Guidelines on the summary of resolution plans CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 211.8 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
BoA-D-2024-01 Board of Appeal of the ESAs - Decision in the appeal by Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal, CCP Decision DOWNLOAD 450.53 KB
ESMA74-1103241886-912 Warning on posting Investment Recommendation on social media Investor protection, Market Abuse, Warnings and publications for investors Investor Warning DOWNLOAD 1.03 MB
ESMA35-42-1305 ESCPR - Miscellaneous reporting to ESMA Investor protection Reference DOWNLOAD 647.51 KB
ESMA91-1505572268-3506 Scope of the Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) CCP, Guidelines and Technical standards Reference DOWNLOAD 75.41 KB
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Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-1791 Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 216.39 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA91-1505572268-3512 Scope of the Guidelines on written arrangements and procedures for the functioning of resolution colleges CCP, Guidelines and Technical standards Reference DOWNLOAD 30.91 KB
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Translated versions BG , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-1958 Guidelines on written arrangements and procedures for the functioning of resolution colleges CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 246.22 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics Investor protection, Supervisory convergence Q&A DOWNLOAD 1.18 MB
ESMA35-43-3682 Discussion Paper on MiFID II investor protection topics linked to digitalisation Digital Finance and Innovation, Investor protection Consultation Paper DOWNLOAD 846.47 KB
ESMA91-1505572268-3108 2022 CCP Peer Review on Due diligence of clearing members CCP, Supervisory convergence Report DOWNLOAD 571.53 KB
ESMA-SSM Cooperative Arrangement CCP Cooperative Arrangement on CCP supervisory cooperation - ESMA-SSM CCP, International cooperation Reference DOWNLOAD 227.89 KB