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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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49 documents
Date Reference Title Sections Type Main document Info
ESMA74-362-2582 Data Quality dashboard for SFTR (DQEF) Market data, Securities Financing Transactions Reference DOWNLOAD 320.27 KB
ESMA71-545613100-2925 ESMA advances the simplification of EU reporting frameworks for funds and transactions - Press release Fund Management, Market data, Press Releases, Securities Financing Transactions, Simplification and Burden Reduction Press Release DOWNLOAD 185.38 KB
Related documents Final report on the integrated collection of funds’ data Interim report on the Call for Evidence on a comprehensive approach for the simplification of financial transaction reporting
Summary
Translated versions
ESMA12-1406959660-3175 Interim report on the Call for Evidence on a comprehensive approach for the simplification of financial transaction reporting Market data, Securities Financing Transactions, Simplification and Burden Reduction Report DOWNLOAD 893.38 KB
ESMA43-857238790-1632 ESMA sanctions REGIS-TR for serious breaches of organisational obligations - Press release Press Releases, Securities Financing Transactions, Supervision, Trade Repositories Press Release DOWNLOAD 181.83 KB
Related documents Decision to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR S.A. Public notice on supervisory measures and fines imposed on REGIS-TR
Summary
Translated versions
ESMA43-857238790-1629 Public notice on supervisory measures and fines imposed on REGIS-TR Securities Financing Transactions, Supervision, Trade Repositories Reference DOWNLOAD 333.14 KB
Related documents Decision to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR S.A.
Summary
Translated versions
ESMA43-857238790-1634 Decision to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR S.A. Board of Supervisors, Securities Financing Transactions, Supervision, Trade Repositories Decision DOWNLOAD 1.13 MB
ESMA81-1841807023-954 Decision on delegating to the ESMA Chair the adoption of decisions to grant authorisation, registration, certification, recognition or endorsement Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Supervisory convergence, Sustainable finance Decision DOWNLOAD 286.33 KB
ESMA24-229244789-5408 SMSG advice on simplification Market data, Securities and Markets Stakeholder Group, Securities Financing Transactions SMSG Advice DOWNLOAD 240.9 KB
ESMA71-545613100-2752 Streamlining financial transaction reporting: ESMA calls for input - Press Release Market data, Press Releases, Securities Financing Transactions Press Release DOWNLOAD 192.42 KB
ESMA12-437499640-3046 Call for evidence on a comprehensive approach for the simplification of financial transaction reporting - Reply form Market data, Securities Financing Transactions Reference DOWNLOAD 735.93 KB
Related documents Call for evidence on a comprehensive approach for the simplification of financial transaction reporting
Summary
Translated versions
ESMA12-437499640-3021 Call for evidence on a comprehensive approach for the simplification of financial transaction reporting Market data, Securities Financing Transactions Consultation Paper DOWNLOAD 679.42 KB
Related documents Call for evidence on a comprehensive approach for the simplification of financial transaction reporting - Reply form
Summary
Translated versions
ESMA74-362-2541 Framework for provision of data and follow-up on SFTR data quality issues (DQEF) Market data, Securities Financing Transactions Reference DOWNLOAD 182.51 KB
ESMA80-1286971524-661 Consultation Paper on Internal Controls for BAs, CRAs and Market Transparency Infrastructures Benchmarks, Credit Rating Agencies, Market data, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper DOWNLOAD 660.31 KB
ESMA84-2037069784-2168 Consultation Paper on the Supervisory expectations for the management body Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper DOWNLOAD 497.35 KB
ESMA84-2037069784-2169 Consultation Paper on the Guidelines on the submission of periodic information to ESMA by Benchmark Administrators, Credit Rating Agencies and Market Transparency Infrastructures Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper DOWNLOAD 1.6 MB
ESMA74-362-2351 Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Guidelines and Technical standards, Market data, Securities Financing Transactions, Trade Repositories Guidelines & Recommendations DOWNLOAD 321.79 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA74-362-893 QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories Q&A DOWNLOAD 439.13 KB
ESMA74-362-2566 Third updated LEI statement SFTR Market data, Post Trading, Securities Financing Transactions Statement DOWNLOAD 130.43 KB
ESMA74-362-2351 Final report - Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Market data, Securities Financing Transactions, Trade Repositories Final Report DOWNLOAD 714.09 KB
ESMA74-362-2176 Guidelines on calculation of positions in SFTs by Trade Repositories Market data, Post Trading, Securities Financing Transactions Guidelines & Recommendations DOWNLOAD 272.07 KB
Related documents Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , NL , PT , RO , SK , SL , SV