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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/11/2017 ESMA22-106-432 Summary of Conclusions Board of Supervisors meeting 27 September 2017 Summary of Conclusions PDF
285.92 KB
18/10/2017 ESMA71-99-637 Speech by Valdis Dombrovskis- ESMA Conference 2017 , Speech PDF
381.97 KB
17/10/2017 ESMA71-99-635 The State of European Financial Markets- Steven Maijoor, Opening Address, ESMA Conference , Speech PDF
175.8 KB
16/10/2017 ESMA22-106-135 Call for expression of interest- Academics and Financial Markets Participants , Reference PDF
320.76 KB
05/10/2017 ESMA20-95-619 2018 Work Programme , Report PDF
533.61 KB
29/09/2017 ESMA71-99-602 ESMA appoints new chairs to Standing Committees , , , , , , , Statement PDF
143.69 KB
28/09/2017 ESMA22-106-311 Summary of Conclusions Board of Supervisors meeting 5 July 2017 Summary of Conclusions PDF
422.99 KB
14/09/2017 ESMA2016 EY Audit opinion on ESMA final accounts 2016 Reference PDF
3.57 MB
14/09/2017 ESMA2015 EY Audit opinion on ESMA final accounts 2015 Reference PDF
1.07 MB
13/07/2017 2012/BS/87rev Breach of union law investigations Reference PDF
317.48 KB

Updated on 5 July 2017

07/07/2017 ESMA41-37-1007 Rules of procedure of the Mediation panel Reference PDF
257.16 KB

Updated to reflect the inclusion of EEA/EFTA

06/07/2017 ESMA22-106-271 Summary of Conclusions Board of Supervisors meeting 23-24 May 2017 Summary of Conclusions PDF
380.58 KB

Test

19/06/2017 ESMA22-106-216 Summary of Conclusions Board of Supervisors meeting 29/03/2017 Summary of Conclusions PDF
322 KB
14/06/2017 ESMA20-95-590 Annual Report 2016 , , Annual Report PDF
2.94 MB

Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly

01/06/2017 ESMA41-137-1005 Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited , Decision PDF
207.16 KB
01/06/2017 ESMA71-99-466 Public Notice- Moody's Germany and Moody's United Kingdom Statement PDF
297.01 KB
01/06/2017 ESMA71-99-466 ESMA fines Moody’s €1.24 million for credit ratings breaches , , Press Release PDF
238.35 KB

The European Securities and Markets Authority (ESMA) has fined Moody’s Deutschland GmbH (Moody’s Germany) €750,000 and Moody’s Investors Service Limited (Moody’s UK) €490,000, and issued a public notice, for two negligent breaches of the Credit Rating Agencies Regulation (CRAR).

ESMA found that Moody’s Germany and Moody’s UK negligently committed two infringements of the CRAR regarding their public announcement of certain ratings and their public disclosure of methodologies used to determine those ratings. These failures concern nineteen ratings issued between June 2011 and December 2013 for nine supranational entities including the European Investment Bank, the European Investment Fund, the European Stability Mechanism, the European Financial Stability Facility and the European Union.

01/06/2017 ESMA22-106-209 Summary of Conclusions Board of Supervisors Conference call 03/05/2017 Summary of Conclusions PDF
185.2 KB
06/04/2017 ESMA31-68-147 ESMA response to Capital Markets Union Mid-Term Review Report PDF
643.2 KB
30/03/2017 ESMA22-247440098-103 Summary of Conclusions Board of Supervisors meeting 26/01/2017 Summary of Conclusions PDF
379.53 KB

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