Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive

Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive

from 21 March 2014 to 30 May 2014

Details

Responding to this paper

The European Securities and Markets Authority (ESMA) is seeking comments on all matters covered in this paper and in particular on the specific questions summarised in Annex 1.

Comments are most helpful if they:

respond to the question stated;
indicate the specific question to which the comment relates;
contain a clear rationale; and
describe any alternatives ESMA should consider.

Deadline

ESMA will consider all comments received by 30 May 2014.

All contributions should be submitted online at www.esma.europa.eu under the heading “Your input - Consultations”

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents.

We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.
Data protection

Information on data protection can be found at www.esma.europa.eu under the heading “Legal Notice”.

Who should read this paper

All interested parties are invited to respond to this consultation paper. This document will be of interest to all stakeholders, though it would primarily be of interest to any market participant who is affected by Directive 2004/109/EC of 15 December 2004. reporting.

1 RELATED DOCUMENTS
Document available for this Consultation
DateReferenceTitleDocument
21/03/20142014/300Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive

Responses

Operations
Activity Institution Download
Commerzbank AG
HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.
Asset Management ASSOGESTIONI
Asset Management EFAMA
Asset Management BlackRock Investment Management (UK) Limited
Asset Management Investment Management Association
Asset Management Swedish Investment Fund Association
Banking UBS AG
Banking German Banking Industry Committee
Banking UniCredit
Government, Regulatory and Enforcement CNMV ADVISORY COMMITTEE
Investment Services Swedish Securities Dealers Association
Investment Services AMAFI - Association Française des Marchés Financiers
Issuers ASSONIME
Issuers Deutsches Aktieninstitut
Legal and Accountancy Institute of Chartered Secretaries & Administrators
Legal and Accountancy Joint Working Party of the Company Law Committees of the Law Society of England and Wales and the City of London Law Society.
Others AFME and ISDA
Others International Capital Market Association
Insurance, pension & asset management Eumedion
Insurance, pension & asset management Allianz SE