Consultation on Guidelines on standardised procedures and messaging protocols used between investment firms and their professional clients under Article 6(2) of CSDR

Consultation on Guidelines on standardised procedures and messaging protocols used between investment firms and their professional clients under Article 6(2) of CSDR

from 20 December 2018 to 20 February 2019

Details

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear rationale; and
  • describe any alternatives ESMA should consider.

ESMA will consider all comments received by 20 February 2019.

All contributions should be submitted online at www.esma.europa.eu  under the heading ‘Your input - Consultations’.   

Publication of responses 

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman. The collection of confidential responses is without prejudice to the scope of Regulation (EC) No 1049/20011. Possible requests for access to documents will be dealt in compliance with the requirements and obligations laid down in Regulation (EC) No 1049/2001.

Data protection 

Information on data protection can be found at www.esma.europa.eu under the heading Legal Notice. 

Who should read this paper? 

All interested stakeholders are invited to respond to this consultation. In particular, this paper may be specifically of interest to investment firms and professional clients as referred to in Article 6 of Regulation (EU) No 909/20142 (CSDR).

2 RELATED DOCUMENTS
Documents available for this Consultation
DateReferenceTitleDocument
21/12/2018ESMA70-151-2040Response form - CP for CSDR GL on Standardised procedure
20/12/2018ESMA70-151-1847Consultation Paper on CSDR GL on Art 6 standardised procedures and messaging protocols

Responses

Operations
Activity Institution Download
Die Deutsche Kreditwirtschaft, German Banking Industry Committee (GBIC)
Asset Management The Investment Association
Banking Italian Banking Association
Banking AFME - Association for Financial Markets in Europe
Investment Services Italian Association of Financial Markets Intermediaries - ASSOSIM
Investment Services AFTI-AMAFI
Others ISO TC68 Financial Standards Advisory Group 2
Others SWIFT
Others FIX Trading Community