Displaying 316 - 320 of 1476
ESMA_QA_759
Topic
Benchmarks Regulation
31/03/2023
Subject Matter
Update of prospectuses as per Article 29(2) (ESMA70-145-114_Q&A 8.4)
Question
Should prospectuses include reference to the register of administrators and benchmarks?
Level 1 Regulation
Benchmarks Regulation (BMR) - Regulation 2016/1011
ESMA_QA_757
Topic
* SFTR Art. 4
31/03/2023
Subject Matter
Reporting of the Jurisdiction of the issuer
Question
Should the fields 2.53 and 2.92 ‘Jurisdiction of the issuer’ be populated with the country code of the registered office of the issuer or of the country where the head office is located?
Level 1 Regulation
Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP
ESMA_QA_756
Topic
Benchmarks Regulation
31/03/2023
Subject Matter
Written plans under Article 28(2) (ESMA70-145-114_Q&A 8.3)
Question
How should users reflect written plans in the contractual relationship with clients?

Level 1 Regulation
Benchmarks Regulation (BMR) - Regulation 2016/1011
ESMA_QA_755
Topic
Benchmarks Regulation
31/03/2023
Subject Matter
Written plans under Article 28(2) (ESMA70-145-114_Q&A 8.2)
Question
When are the written plans robust?

Level 1 Regulation
Benchmarks Regulation (BMR) - Regulation 2016/1011
ESMA_QA_754
Topic
Benchmarks Regulation
31/03/2023
Subject Matter
Written plans for cessation or material changes of a benchmark (ESMA70-145-114_Q&A 8.1)
Question
Are supervised entities, other than administrators, required to have robust written plans for cessation or material changes of a benchmark and to reflect them in the contractual relationship with clients as of 1 January 2018?

Level 1 Regulation
Benchmarks Regulation (BMR) - Regulation 2016/1011