Displaying 1441 - 1445 of 1476
ESMA_QA_1935
Topic
Transparency of net short positions
13/09/2012
Subject Matter
Late submissions of notifications, cancellations or modifications of net short positions
Question
Should competent authorities accept handling late submissions i.e. notification, modification or cancellation submitted days, weeks or months after the date of the crossed threshold?
Level 1 Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
ESMA_QA_1094
Topic
Disclosures
01/09/2012
Subject Matter
Clear language - KIID
Question
Is it possible to show the complete name of the fund when first mentioned and then simply refer it as “the Fund” after in the KIID.
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
ESMA_QA_1093
Topic
Disclosures
01/09/2012
Subject Matter
Clear language - KIID
Question
Is it possible to signpost to a glossary?
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
ESMA_QA_1085
Topic
Share classes
01/09/2012
Subject Matter
Treatment of UCITS with share or unit classes
Question
Should individual KIIDs be prepared for each class of units or shares within a UCITS?
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
ESMA_QA_1084
Topic
Disclosures
01/09/2012
Subject Matter
Communication of KIID to investors
Question
Must professional investors be provided with a KIID?
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC