Displaying 1 - 5 of 19
ESMA_QA_2794
Topic
* SFTR Art. 4
03/03/2026
Subject Matter
Updating the Loan Value and Security Price Fields following lifecycle events
Question
For securities lending and borrowing transactions, should Field 2.49 – ‘Security or Commodity Price’ and Field 2.56 – ‘Loan Value’ be updated and reported whenever mark-to-market adjustments are agreed between counterparties?
Level 1 Regulation
Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP
ESMA_QA_1061
Topic
* SFTR Art. 4
06/06/2023
Subject Matter
Reporting of the SFTs concluded by IORPs and pension funds
Question
Which are the entities that have the reporting responsibility under SFTR, for IORPs and for personal pension funds?
Level 1 Regulation
Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP
ESMA_QA_757
Topic
* SFTR Art. 4
31/03/2023
Subject Matter
Reporting of the Jurisdiction of the issuer
Question
Should the fields 2.53 and 2.92 ‘Jurisdiction of the issuer’ be populated with the country code of the registered office of the issuer or of the country where the head office is located?
Level 1 Regulation
Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP
ESMA_QA_936
Topic
* LEI (Legal Entity Identifier)
23/03/2023
Subject Matter
Reporting of the Jurisdiction of the issuer
Question
Should the fields 2.53 and 2.92 ‘Jurisdiction of the issuer’ be populated with the country code of the registered office of the issuer or of the country where the head office is located?
Level 1 Regulation
Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP
ESMA_QA_1504
Topic
Instrument Reference data
25/03/2022
Subject Matter
MiFIR data reporting - Instrument identification code and Underlying instrument code
Question
What ISINs, CFI codes and FISNs can be used to identify financial instruments?
Level 1 Regulation
Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP