Displaying 1291 - 1295 of 1581
ESMA_QA_1551
Topic
Equity transparency
03/04/2017
Subject Matter
Transparency - pre-trade quote publication and ISIN
Question
Does an ISIN need to be included for pre-trade quote publication?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
ESMA_QA_1550
Topic
Equity transparency
03/04/2017
Subject Matter
Transparency - OTC transactions reported to APA - outsourcing post-transparency reporting requirement
Question
In the case of OTC transactions that are reported to an APA by the investment firm selling the financial instrument, is it possible for the investment firm to outsource the post-transparency reporting requirement?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
ESMA_QA_1548
Topic
Equity transparency
03/04/2017
Subject Matter
Transparency - Trading venues
Question
Do trading venues have to make available their arrangements covering asset classes beyond their current business?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
ESMA_QA_1228
Topic
General questions - Other topics
31/03/2017
Subject Matter
Additional national requirements
Question
Can Member States set additional requirements for CSDs to those set out in CSDR under national legislation?
Level 1 Regulation
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
ESMA_QA_1681
Topic
ESMA70-1861941480-56 Questions and Answers on MiFIR reporting
04/02/2017
Subject Matter
Maturity Date, expiry date and termination date
Question
What date should be populated in Field 15 (Maturity date) for perpetual debt financial instruments?
Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP