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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

6497 documents
Date Reference Sort descending Title Sections Type Main document Info
2012/388 NL Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-eisen voor de compliancefunctie Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 357.72 KB
2012/388 PL Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 369.1 KB
2012/388 PT Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 365.51 KB
2012/388 RO Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind funcţia de asigurare a conformităţii Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 362.63 KB
2012/388 SK Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 375.81 KB
2012/388 SL Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 365.04 KB
2012/388 SV Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 346.11 KB
2012/402 ESMA publishes its first Annual Report Press Releases Press Release DOWNLOAD 172.45 KB
2012/403 ESMA proposes rules on derivatives, central counterparties and trade repositories Press Releases Press Release DOWNLOAD 185.22 KB
Related documents Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories
Summary
Translated versions
2012/406 Draft Guidelines on sound remuneration policies under the AIFMD Fund Management Consultation Paper DOWNLOAD 1.03 MB
2012/412 Activity Report on IFRS Enforcement in the European Economic Area in 2011 Financial reporting Final Report DOWNLOAD 345.02 KB
2012/415 Call for Evidence on Empty Voting Transparency, Issuer disclosure CESR Document DOWNLOAD 275.66 KB
Related documents Call for evidence - Empty voting
Summary
Translated versions
2012/424 ESMA publishes MiFID guidelines to enhance investor protection Investor protection, Press Releases Press Release DOWNLOAD 118.08 KB
2012/425 Keynote address of Steven Maijoor, Chair of ESMA at the Europlace Financial Forum Speeches Speech DOWNLOAD 126.48 KB
2012/43 ESMA outlines future regulatory framework for ETFs and other UCITS issues Fund Management, Press Releases Press Release DOWNLOAD 146.49 KB
2012/44 ESMA’s guidelines on ETFs and other UCITS issues Fund Management Consultation Paper DOWNLOAD 420.17 KB
2012/441 ESMA proposes remuneration guidelines for alternative investment fund managers Fund Management, Press Releases Press Release DOWNLOAD 183.45 KB
Related documents Draft Guidelines on sound remuneration policies under the AIFMD
Summary
Translated versions
2012/464 ESMA Letter to IFRS Interpretations Committee on the scope of IFRS 2 and 3 Financial reporting Letter DOWNLOAD 203.41 KB
2012/465 ESMA comment letter to the IFRS Interpretations Committee regarding its tentative agenda decision on IAS 39 Financial Instruments: Recognition and Measurement – Accounting for different aspects of restructuring Greek government bonds Issuer disclosure Letter DOWNLOAD 199.03 KB
2012/474 Report and consultation paper on guidelines on ETFs and other UCITS issues Fund Management Final Report DOWNLOAD 728.1 KB