ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
135
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Post Trading X Press Releases X Innovation and Products X Joint Committee X Trade Repositories X MiFID - Investor Protection X Transparency X CESR Archive X Annual Report X CESR Document X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/06/2012 2012/415 Call for Evidence on Empty Voting , CESR Document PDF
275.66 KB
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present.
20/03/2013 2013/318 Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies , , CESR Document PDF
265.19 KB
16/02/2015 2015/280 ESMA supervision of Credit Rating Agencies and Trade Repositories , , Annual Report PDF
891.95 KB
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015.
09/04/2019 2019 19 Joint Committee Annual Report 2018 Annual Report PDF
198.17 KB
24/09/2008 3L3 19/09 M&A Guidelines for the prudential assessment of Mergers and Acquisitions- slides presented at the open hearing on 19 September 2008 CESR Document PDF
237.02 KB
30/04/2008 3L3 IA FS Feedback statement- Impact assessment guidelines for EU Lamfalussy level 3 Committees CESR Document PDF
170.64 KB
30/04/2008 3L3 IA guidelines Impact assessment guidelines for EU Lamfalussy level 3 committees CESR Document PDF
629.67 KB
28/06/2005 CESR-CFTC Feedback Feedback Statement on the Proposed Work Program to Facilitate Trans-Atlantic Derivatives Business CESR Document PDF
70.23 KB
20/12/2010 CESR/10-1321 CESR’s template for the Key Investor Information document CESR Document PDF
108.44 KB
10/01/2019 ESMA50-165-731 ESMA annual statistical report on performance and costs of retail investment products in the EU , Annual Report PDF
3.43 MB
10/01/2019 ESMA71-99-1081 Press release- ESMA report finds investment product performance highly impacted by charges , Annual Report PDF
159.37 KB
09/03/2020 ESMA80-199-332 ESMA Supervision- Annual Report 2019 and Work Programme 2020 , , , , Annual Report PDF
825.72 KB
15/11/2000 Fesco/99-127 1999-2000 Report on the activities of FESCO Annual Report PDF
378.9 KB
07/04/2021 JC 2021 08 Joint Committee Annual Report 2020 Annual Report PDF
1.01 MB
24/10/2012 JC/CP/2012/01 Feedback statement ESA feedback statement on the Joint CP on Financial Conglomerates CESR Document PDF
82.95 KB

Pages