14/06/2023
ESMA70-155-13051
Decision of the adoption of non-controversial opinions on position limits Board of Supervisors, Trading
Decision
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14/06/2023
ESMA70-155-13050
Decision of the assessment regarding third country trading venues for the purposes of Articles 20 and 21 of MiFIR Board of Supervisors, Trading
Decision
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14/06/2023
ESMA70-155-13020
Decision on the adoption of opinions on pre-trade transparency waivers Board of Supervisors, Trading
Decision
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14/06/2023
ESMA34-32-352
Q&A on the Application of the AIFMD Fund Management, Supervisory convergence
Q&A
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14/06/2023
ESMA34-43-392
Q&A on the application of the UCITS Directive Fund Management
Q&A
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14/06/2023
ESMA Newsletter
Newsletter May 2023 ESMA newsletter
Reference
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13/06/2023
ESA 2023 11
ESAs letter to the European Commission on EMIR bilateral margining framework and equity options Post Trading
Letter
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09/06/2023
ESMA80-416-203
Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards
Guidelines & Recommendations
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Summary
Translated versions BG
, DE
, EL
, ES
, FR
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, IT
, NL
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09/06/2023
ESMA80-416-203
Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards
Reference
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Summary
Translated versions CS
, SL
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08/06/2023
2013/1358
AIFMD reporting IT technical guidance (rev 6) [updated] Fund Management
Reference
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Summary The IT technical guidance (2013/1358) contains the following set of documents:
IT technical guidance in which is included the description of changes performed on the technical guidance and/or XSD documents in sheet “change history”,
XML samples for AIFM and AIF reports,
Excel version of Annex III – “Table of geographical areas”,
Excel version of Annex II – Tables 1-10,
Current version of XSD documents (Version 1.2)
Questions regarding technical support should be sent to info.it.aifmd@esma.europa.eu . Each AIFM should contact directly the national competent authorities to know how the filling of the XML reports will be handled at national level.
Rev 6 publication
The IT technical guidance revision 6 has been applicable since 22 November 2023.
The IT technical guidance revision 6 introduces new validation rules making more fields mandatory or with stricter rules to improve data quality. The new changes are specified in the tab ‘change history’ of the excel document.
Reporting entities should use the version revision 6 to submit reports required under Articles 3(3)(d) and 24(1), (2) and (4) of AIFMD as of November 2023. The reference period for the first reporting under this revision is Y1,H2,Q4 or X2 2023.
Translated versions
07/06/2023
ESMA24-225943895-196
Natasha Cazenave's speech at the NBS Conference, 6 June 2023 Speeches
Speech
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Summary 30 years of capital markets in Slovakia – NBS
Translated versions
07/06/2023
ESMA74-362-893
QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories
Q&A
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07/06/2023
ESMA71-545613100-2330
Verena Ross' speech at the European Financial Congress, 5 June 2023 Speeches
Speech
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06/06/2023
ESMA42-111-7570
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues Supervisory convergence
Report
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06/06/2023
ESMA60-1389274163-2560
Stress testing MMFs in the EU – First evidence from fund reporting Fund Management, Market data, Risk monitoring
Reference
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02/06/2023
ESMA91-372-2067
Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards
Guidelines & Recommendations
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Summary
Translated versions DE
, EL
, ES
, FR
, HR
, HU
, IT
, NL
, PL
, PT
, RO
, SV
02/06/2023
ESMA40-386-3420
Scope of the Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards
Reference
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02/06/2023
ESMA74-1658524332-687
Letter to the European Commission on the MiFIR review – transparency regime for single name-CDS and standardised OTC-derivatives Post Trading
Letter
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02/06/2023
ESMA70-460-189
Q&As DLT Pilot Regulation Digital Finance and Innovation, Trading
Q&A
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02/06/2023
ESMA35-43-1968
Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection
Compliance table
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