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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/11/2004 04-407 Investigation of Mispractices in the European Fund Industry Final Report PDF
226.29 KB
28/10/2004 04-511 CESR's advice on possible implementing measures of the Transparency Directive Final Report PDF
711.54 KB
28/10/2004 04-578 Press release- CESR publishes its Advice on Possible Implementing Measures of the Transparency Directive Press Release PDF
95.42 KB
28/10/2004 04-586 Formal Mandate to CESR for Advice on Possible Modifications to the UCITS Directive in the form of Clarification of Defenitions Concerning Eligible Assets for Investment of UCITS Reference PDF
164.56 KB
28/10/2004 04-579 Press release- CESR launches a Call for Evidence on possible modifications of the UCITS Directive Press Release PDF
89.88 KB
28/10/2004 04-527b The role of CESR at Level 3 under the Lamfalussy Process Reference PDF
233.17 KB
28/10/2004 04-588 Press release- CESR publishes a paper entitled 'The Role of CESR at “Level 3” Under the Lamfalussy Process' Press Release PDF
149.97 KB
28/10/2004 04-349 Summary of responses to the consultation on the Role of CESR at “Level 3” Under the Lamfalussy Process Final Report PDF
120.6 KB
28/10/2004 04-505 Consultation paper- Facilitating the implementation of the Market Abuse Directive Consultation Paper PDF
284.76 KB
28/10/2004 04-545 Press release- CESR consults on how best to facilitate the Implmentation of the Market Abuse Directive Press Release PDF
81.19 KB
28/10/2004 04-587 Press release- CESR works towards greater clarity for investors and market participants and increasing consistency in supervisory practice with the announcement of 4 initiatives Press Release PDF
80.54 KB
28/10/2004 04-257b Guidance for Implementation of Coordination of Enforcement Activities CESR Document PDF
95.53 KB
28/10/2004 04-447 Guidance for Implementation of Co-ordination of Enforcement of Financial Information- Feedback statement CESR Document PDF
89.45 KB
25/10/2004 04-570 Press release- CESR consults on an analytical report “Which supervisory tools for the EU securities markets?” Press Release PDF
67.01 KB
25/10/2004 04-333f Which supervisory tools for the EU securities markets? Preliminary Progress Report ("Himalaya Report") Final Report PDF
297.64 KB
The purpose of this preliminary analytical paper by the Committee of European Securities Regulators (CESR) is to contribute to the creation of an efficient EU single market for financial services. This consultative report is a first attempt to define how securities regulators can play their role in order to ensure full and consistent implementation as well as effective enforcement of all measures included in the Financial Services Action Plan in the area of securities, in the next five years. The work concentrates on the objective of securities regulators which are to maintain fair, transparent and secure securities market; it does not cover issues related to the prudential supervision of banks or insurance companies which are of fundamental different nature and focus. Please post your responses on the CESR website by 31 January 2005
22/10/2004 04-561 Standards for securities clearing and settlement systems in the European Union CESR Document PDF
531.56 KB
22/10/2004 04-572 Summary of answers to consultation on Clearing and Settlement Systems Final Report PDF
181.11 KB
22/10/2004 04-547 Press release- Approval of the report entitled “Standards for securities clearing and settlement in the European Union” by the European System of Central Banks (ESCB) and the Committee of European Securities Regulators (CESR) Press Release PDF
66.52 KB
21/10/2004 04-434 CESR guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC amd 2001/108/EC) CESR Document PDF
168.28 KB
21/10/2004 04-541 Press release- CESR launches a consultation on guidelines for supervisors implementing the transitional provisions of the amending UCITS Directives Press Release PDF
85.01 KB